2 - Certain Capital Market Participants Breadcrumb Home Securities law Instruments, rules and policies 2 - Certain Capital Market Participants Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 31 - 60 of 138 Instrument Number Title 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection 21-333 Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients 21-334 Next Steps to Facilitate Access to Real-Time Market Data 21-401 Real-Time Market Data Fees 21-402 Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms 21-403 CSA Consultation Paper 21-403 Access to Real-Time Market Data 21-501 [repealed] Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation 21-702 Regulatory Approach for Foreign-Based Stock Exchanges 21-703 Transparency of the Operations of Stock Exchanges and Alternative Trading Systems 21-704 2010 Market Regulation Branch Annual Report 21-705 Process for Marketplace Filings and Proposed Rules of Exchanges 21-706 Marketplaces’ Initial Operations and Material System Changes 21-707 Swap Execution Facilities - Exemption from Requirement to be Recognized as an Exchange 21-708 OSC Staff Report on the Canadian Fixed Income Market and Next Steps to Enhance Regulation and Transparency of Fixed Income Markets 21-709 Marketplace Operation and Forms 21-101F1 and 21-101F2 21-710 OSC Staff Notice 21-710 TSX Insider Trading Report 21-711 OSC Staff Notice 21-711 Multilateral Trading Facilities - Exemption from Requirement to be Recognized as an Exchange 21-712 OSC Staff Notice 21-712 - Review of Market Quality Impact of Alpha Exchange Order Processing Delay 21-901 Recognition of Certain Stock Exhanges 22-801 Non-SRO Electronic Trading Systems and Market Fragmentation 23-101 Trading Rules and Companion Policy 23-101CP 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services 23-103 Electronic Trading and Direct Electronic Access to Marketplaces 23-301 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-301 - Joint Notice of the Staff of the CSA, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - Electronic Audit Trails 23-302 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS) 23-303 Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements 23-304 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System 23-305 Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (Withdrawn by CSA Notice 11-313, February 19, 2010) 23-306 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) 23-307 Order Protection Rule - Implementation Milestones (Withdrawn by CSA Notice 11-317, June 21, 2012) Pagination First page « First Previous page ‹ Previous Page 1 Current page 2 Page 3 Page 4 Page 5 Next page Next › Last page Last »