- OSC Publishes Charter for Innovation Office
- Canadian securities regulators seek comment on activist short selling
- OSC publishes final local amendments regarding syndicated mortgages
- OSC publishes report on exempt market activity
- OSC & CSA publish guidance on ASDPs
- OSC proposes elimination of routine exemptive relief applications for international firms
- OSC awards over half a million to three whistleblowers
- Client Focused Reforms Implementation Feedback
- Reducing Regulatory Burden Decisions and Recommendations – Status Update
- OSC Service Commitment: Service Standards and Timelines
- Frequently asked questions about proceedings
- Topical guide for registrants
- Director's decisions for registrants
What's New
- January 8, 2021 OSC News Release: OSC announces new Registrant Advisory Committee members
- January 7, 2021 OSC News Release: OSC Announces New Securities Proceedings Advisory Committee Members
- December 18, 2020 OSC News Release: OSC Panel approves settlement with Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.
- December 18, 2020 OSC News Release: OSC Charges Principals of Yonge Street Capital LLC with Securities Act Offences
- December 10, 2020 OSC News Release: OSC provides update on guidance on automatic securities disposition plans and automatic securities purchase plans
- December 10, 2020 CSA News Release: Canadian securities regulators publish guidance on automatic securities disposition plans
- December 10, 2020 OSC News Release: OSC publishes report on exempt market activity
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- January 18, 2021 Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
- January 14, 2021 Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
- January 14, 2021 Notice from the Office of the Secretary: Stableview Asset Management Inc. and Colin Fisher, File No. 2020-40
- January 13, 2021 Notice from the Office of the Secretary: Marilyn Dianne Stuart, File No. 2021-1
- January 11, 2021 Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
- January 8, 2021 Notice from the Office of the Secretary: David Randall Miller, File No. 2019-48
- January 7, 2021 Notice from the Office of the Secretary: Jonathan Cartu et al., File No. 2020-14
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- January 20, 2021 10:00 AM - Solar Income Fund Inc., Allan Grossman, Charles Mazzacato, and Kenneth Kadonoff
- January 20, 2021 11:30 AM - David Randall Miller
- January 26, 2021 10:00 AM - Jonathan Cartu, David Cartu, and Joshua Cartu
- January 27-28, 2021 10:00 AM - Joseph Debus
- February 1, 2021 10:00 AM - VRK Forex & Investments Inc., Namburi, Radhakrishna
- February 22, 2021 11:00 AM - Daniel Sheehan
- February 24, 2021 10:00 AM - Majd Kitmitto, Steven Vannatta, Christopher Candusso, Claudio Candusso, Donald Alexander (Sandy) Goss, John Fielding and Frank Fakhry
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- December 31, 2020 Unofficial Consolidation: National Instrument 81-101 Mutual Fund Prospectus Disclosure
- December 31, 2020 Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
- December 24, 2020 OSC Staff Notice 11-742 (Revised) Securities Advisory Committee
- December 18, 2020 Notice from the Office of the Secretary: Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V., File No. 2020-39
- December 10, 2020 CSA Staff Notice 55-317 - Automatic Securities Disposition Plans
- December 10, 2020 Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- December 10, 2020 Amendments to National Instrument 41-101 General Prospectus Requirements
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- Comments close: March 1, 2021 Proposed OSC Rule 32-506 (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Proposed Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
- Comments close: March 3, 2021 CSA Consultation Paper 25-403 – Activist Short Selling
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- January 15, 2021: Investor Warning: Swedish Trust Wealth Management Group Inc.
- January 7, 2021: Investor News: New Year’s Financial Resolutions; Mutual Fund Fee Calculator; Paying Down Debt; Initial Public Offerings; Retirement Savings
- December 16, 2020: Transport Coin Technology
- December 15, 2020: Investor News: Holiday Financial Stress; Robo-Advisor Basics; Charitable Donations; TFSA Calculator; Protect Your Identity; Syndicated Mortgages Rules
- December 14, 2020: Investor Warning: Mining City
- December 2, 2020: Investor Warning: IDG Trading
- November 26, 2020: Ontario's New Financial Literacy Committee; Investor Research; OSC Priorities; FinLit Videos; COVID-19; Risk Tolerance; Scam Spotter
- June 2, 2020: Investor Warning: JC Capital Ltd.
- November 9, 2020: Investor News: New Behavioural Research on Protecting Aging Investors; Making a Budget; Apply for the Investor Advisory Panel; Redirement; Socially Responsible Investing
- November 2, 2020: Financial Literacy Month; New Cash Flow Calculator; Investing Questions; New Investor Readiness Quiz; Income Tax; Upcoming Webinars
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