- Save the Date - OSC Dialogue, November 21
- OSC Service Commitment: Service Standards and Timelines
- OSC Burden Reduction
- Vacancies: Investment Funds Technical Advisory Committee
- Vacancies: Market Structure Advisory Committee
- Investing in the Cannabis Industry
- Frequently asked questions about proceedings
- Topical guide for registrants
- Director's decisions for registrants
- The Exempt Market
- Corporate Finance Prospectus Related Matters
What's New
- June 13, 2019 CSA News Release: Canadian securities regulators release report on 2016-2019 Achievements
- June 12, 2019 CSA News Release: Securities Regulators Encourage Canadians to Help Identify and Stop Senior Financial Abuse
- June 11, 2019 OSC News Release: Court dismisses appeal by former Sino-Forest executives
- June 6, 2019 OSC News Release: OSC Requests Members for Market Structure Advisory Committee
- June 6, 2019 OSC News Release: OSC takes action to reduce burden for mining issuers
- June 4, 2019 OSC News Release: OSC Seeks Applications for Investment Funds Technical Advisory Committee
- May 31, 2019 OSC News Release: OSC Chair Maureen Jensen awarded honorary Doctor of Laws degree
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- June 13, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
- June 10, 2019 Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
- June 7, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
- June 6, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- June 5, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- June 4, 2019 Notice from the Office of the Secretary: Alain Armand Theroux, File No. 2019-9
- June 3, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
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- June 21, 2019 10:00 AM - Issam El-Bouji
- June 24, 2019 10:00 AM - First Global Data Ltd., Global Bioenergy Resources Inc., Nayeem Alli, Maurice Aziz, Harish Bajaj, and Andre Itwaru
- June 27, 2019 10:00 AM - Money Gate Mortgage Investment Corporation, Money Gate Corp., Morteza Katebian and Payam Katebian
- July 11, 2019 10:00 AM - Caldwell Investment Management Ltd.
- July 15, 2019 10:00 AM - Majd Kitmitto, Steven Vannatta, Christopher Candusso, Claudio Candusso, Donald Alexander (Sandy) Goss, John Fielding and Frank Fakhry
- July 24, 2019 10:00 AM - 3iQ Corp. and The Bitcoin Fund
- August 12, 2019 10:00 AM - BDO Canada LLP
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- June 6, 2019 Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- June 6, 2019 Multilateral CSA Staff Notice 91-306 Compliance Review Findings for Reporting Counterparties
- June 6, 2019 OSC Staff Notice 43-706 - Pre-filing Review of Mining Technical Disclosure
- May 15, 2019 Notice of Amendments and Changes to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Corresponding Companion Policies
- May 9, 2019 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
- May 2, 2019 Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
- May 2, 2019 Proposed National Systems Renewal Program Rule and Related Amendments
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- Comments close: July 17, 2019 Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
- Comments close: July 31, 2019 Proposed National Systems Renewal Program Rule and Related Amendments
- Comments close: July 31, 2019 Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
- Comments close: August 7, 2019 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
- June 6, 2019: Investor News: June is Seniors' Month; Retirement Cash Flow Calculator; Living Your Retirement; Planning for Long-Term Care; Financial Abuse & more
- May 24, 2019: OSC Investor Alert: United Financial Commodity Group
- May 15, 2019: Investor News: Financial Fitness; Gig Economy; Market Bubbles; New Commissioners; Extra Income; CIPF; Tracking Your Returns; Buying on Margin; IAP
- April 17, 2019: Investor News: Teaching Kids About Money; DIY Investing; Tax; New Retirement Cash Flow Calculator; Balancing Budgets; Socially Responsible Investing
- March 26, 2019: Investor News: Spring Cleaning; Fear of Missing Out; Meet FSRA’s Mark White; Identity Theft; Behavioural Insights & Fraud; Plan for Emergencies
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Quick Links
Instruments, Rules & Policies
Proposed and final securities instruments, rules and policies overseen by the OSC.
Investors
Information regarding OSC efforts to protect and raise awareness among investors.
FAQs
Frequently asked questions about investing in the market and the securities industry.
Check Registration
Search to determine of if an individual or firm is registered in Canada.
Dealers, Advisers and Investment Fund Managers
A basic outline of how the OSC regulates and works with Dealers, Advisers and Investment Fund Managers.
Questions & Complaints
How investors can reach the OSC to get help regarding a company, product or individual.
OSC’s Electronic Filing Portal
Documents for filing electronically through the OSC's web filing portal.
Marketplaces, SROs & Clearing Agencies
Information on how the OSC oversees marketplaces, SROs, clearing agencies, and investor protection funds in Ontario.
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OSC Bulletin
The official record of the activities of the OSC, published weekly online.
Companies
A basic guide including how to comply with Ontario securities law and file certain documents with the OSC.
Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.