- Save the date - OSC Dialogue, October 12
- 2017 Ontario Exempt Market Report
- Status Report - Proposed Best Interest Standard and Targeted Reforms
- Behavioural Insights in Financial Policy-Making and Regulation
- OSC publishes paper on Responsive Market Regulation
- Topical Guide for Registrants
- Director's decisions for registrants
- Transcript: Roundtable on Proposed Business Conduct Rules for Derivatives Dealers and Advisers
- CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
- #RegHackTO - Canada’s first hackathon by a securities regulator
- Summary of the roundtable on response to cyber security incidents
- CSA announce climate change disclosure review project
- Staff’s review of social media used by reporting issuers
What's New
- July 13, 2017 OSC News Release: OSC Approves No-Contest Settlement Agreement with Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
- July 13, 2017 CSA News Release - Canadian securities regulators caution industry about false and misleading registration applications and outline changes to trading supervision reports
- July 11, 2017 OSC News Release - OSC Publishes Summary Report for Dealers, Advisers and Investment Fund Managers
- July 6, 2017 CSA News Release: Canadian securities regulators seek comments relating to designated rating organizations
- July 4, 2017 CSA News Release: Canadian securities regulators publish IIROC oversight review report
- July 4, 2017 OSC News Release: OSC Approves Settlement Agreement with Electrovaya Inc. and Sankar Das Gupta in Relation to Disclosure Violations
- June 29, 2017 OSC News Release: OSC Publishes 2017-2018 Statement of Priorities
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- July 20, 2017 Notice from the Office of the Secretary: In the Matter of Nixon Lau et al.
- July 19, 2017 Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
- July 18, 2017 Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
- July 18, 2017 Notice from the Office of the Secretary: In the Matter of Virginia Tan
- July 14, 2017 Notice from the Office of the Secretary: In the Matter of Gregory Deacon
- July 14, 2017 Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
- July 13, 2017 Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
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- July 25, 2017 3:30 PM - Gregory Deacon
- August 3, 2017 2:00 PM - Virginia Tan
- August 3, 2017 2:30 PM - Eaglemark Ventures, LLC, Falcon Holdings, LLC, Richard Lian (also known as Richard Terry Ruuska) and Enna M. Keller
- August 9, 2017 10:00 AM - Home Capital Group Inc., Gerald Soloway, Robert Morton and Martin Reid
- August 21, 2017 10:00 AM - Dennis L. Meharchand and Valt.X Holdings Inc.
- August 23, 2017 10:00 AM - Hanane Bouji, Global RESP Corporation, and Global Growth Assets Inc.
- September 11, 2017 10:00 AM - Benedict Cheng, Frank Soave, John David Rothstein and Eric Tremblay
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- July 13, 2017 OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
- July 13, 2017 CSA Staff Notice 33-320 The Requirement for True and Complete Applications for Registration
- July 13, 2017 CSA Staff Notice 31-349 Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions
- July 11, 2017 OSC Staff Notice 33-748 - Annual Summary Report for Dealers, Advisers and Investment Fund Managers
- July 13, 2017 Notice of Ministerial Approval - National Instrument 24-101 Institutional Trade Matching and Settlement
- July 6, 2017 OSC Notice and Request for Comment Relating to Designated Rating Organizations – Proposed Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information
- July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
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- Comments close: July 28, 2017 CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
- Comments close: July 28, 2017 Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
- Comments close: September 1, 2017 Proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy
- Comments close: September 6, 2017 Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
- Comments close: September 27, 2017 Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada
- Comments close: September 27, 2017 Proposed Amendments to NI 45-102 Resale of Securities, Proposed Changes to CP 45-102CP to NI 45-102 Resale of Securities, Proposed Consequential Amendments to NI 31-103, and Proposed Consequential Changes to NP 11-206
- Comments close: October 4, 2017 Proposed Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information
- Comments close: October 4, 2017 Proposed Amendments to NI 25-101 - CSA Notice and Request for Comment Relating to Designated Rating Organizations
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- July 14, 2017: Investor News: OSC Priorities; How Rising Interest Rates Can Affect Investments; World Investor Week; New IAP Members and Chair; Paying Down Debt
- June 22, 2017: Your NEW GetSmarterAboutMoney.ca
- June 7, 2017: Investor News: June is Seniors Month; Retirement Toolkit; Meet CARP's Wanda Morris; How Much You Need to Save for Retirement; RRSP Savings Calculator
- May 12, 2017: Investor News: Binary Options Ban; Best Interest Standard; Mother's Day; Behavioural Insights; Investor Advisory Panel; Meet Jean-Paul Bureaud
- March 29, 2017: Investor News: Behavioural Insights Report; Risk Tolerance; Pay Down Debt or Invest Calculator; Bonds; Meet Tyler Fleming, Investor Office Director
- March 24, 2017: Investor News: Spring Cleaning; Comment on Draft OSC Priorities; Bear Markets; Derivatives; Meet Kevin Fine, Derivatives Branch Director
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