- Statement of allegations: In the matter of Scotia Capital Inc. et al.
- OSC Dialogue 2016 - November 2, Toronto
- Topical guide for registrants
- OSC staff notice 33-747 - annual summary report for dealers, advisers and investment fund managers
- OSC Annual Report 2016
- CSA notice and request for comment - proposed amendments to NI 31-103, 31-103CP and 33-109
- Director's decisions for registrants
- Amendments to NI 45-106 prospectus exemptions
- OSC launches office of the Whistleblower
- Notice of statement of priorities for financial year to end March 31, 2017
- OSC publishes summary report for dealers, advisers and investment fund managers
What's New
- September 26, 2016 OSC Media Release: OSC Seeks Applications for the Registrant Advisory Committee
- September 23, 2016 OSC News Release: Ronald Haller Charged with Fraud and Forgery Offences
- September 23, 2016 IAP Notice: IAP Congratulates Shawn Brayman and Dr. John E. Grable on Award for Risk Profiling Research
- September 22, 2016 OSC News Release: OSC Announces Corporate Secretary to the Commission
- September 22, 2016 CSA News Release: Canadian Securities Regulators Announce Roundtables to Discuss Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients
- September 22, 2016 CSA News Release: Canadian Securities Regulators Seek Comment on Alternative Funds Framework
- September 7, 2016 OSC Media Release: OSC Announces Seniors Expert Advisory Committee Members for 2016 - 2017
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- September 19, 2016 Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.
- September 16, 2016 Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
- August 31, 2016 Notice from the Office of the Secretary: In the Matter of Zulutoys Limited and RBOptions
- August 31, 2016 Notice from the Office of the Secretary: In the Matter of RTG Direct Trading Group Ltd. et al.
- August 30, 2016 Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
- August 30, 2016 Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
- August 30, 2016 Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
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- September 19, 2016 10:00 AM - Black Panther Trading Corporation and Charles Robert Goddard
- September 27, 2016 11:15 AM - Zulutoys Limited and RBOptions
- September 27, 2016 11:00 AM - RTG Direct Trading Group Ltd. and RTG Direct Trading Limited
- October 5, 2016 10:00 AM - Edward Furtak, Axton 2010 Finance Corp., Strict Trading Limited, Ronald Olsthoorn, Trafalgar Associates Limited, Lorne Allen and Strictrade Marketing Inc.
- October 11, 2016 9:00 AM - Waverley Corporate Financial Services Ltd. and Donald McDonald
- October 12, 2016 10:00 AM - Lance Kotton and Titan Equity Group Ltd.
- November 4, 2016 10:00 AM - Blue Gold Holdings Ltd., Derek Blackburn, Raj Kurichh and Nigel Greening
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- September 22, 2016 CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds
- August 18, 2016 Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement, Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement, and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a
- August 18, 2016 Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
- August 18, 2016 Notice of Ministerial Approval of Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
- July 28, 2016 Policy Reformulation Table of Concordance and List of New Instruments as at June 30, 2016
- July 28, 2016 OSC Staff Notice 51-727 - Corporate Finance Branch - 2015-2016 Annual Report
- July 28, 2016 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
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- Comments close: December 22, 2016 CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds
- Comments close: September 28, 2016 72-503 - Distributions Outside of Canada and CP 72-503CP to OSC Rule 72-503 Distributions Outside of Canada
- Comments close: September 30, 2016 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients
- Comments close: October 5, 2016 31-103 - Amendments to 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and 33-109 Registration Information
- Comments close: November 16, 2016 24-101 and 24-402 - Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement, Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement, and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
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- September 23, 2016 Investor Warning: Trade24 Global Ltd operating as Trade24
- September 23, 2016 Investor News: The Risk-Return Relationship; Meet Tyler Bush; Affinity Fraud; Mystery Shop Report; IAP Risk Profiling Research
- September 9, 2016 Investor News: Back to School; Retirement Security Research; SEAC members; Meet Leslie Byberg, OSC Exec. Director; TSX opening
- August 18, 2016 Investor News: In Case You Missed It - Our most popular guides, calculators, interviews, seniors resources, Oscar's tips and more
- July 26, 2016 Investor Warning: Tech Plex Ltd. operating as MaxOptions
- July 27, 2016 Investor News: Exempt Market 101; New Whistleblower Program; NVCC Securities; Meet Huston Loke, OSC Corporate Finance Director
- July 7, 2016 Investor News: Mutual Funds; Fees; Diversification; Consultation on Discontinuing Embedded Mutual Fund Commissions; Meet John Mountain, IFSP Director
- June 29, 2016 Investor Alert: SAL Ltd. operating as WinOptions
- June 29, 2016 Investor Alert: SAL Capital Ltd., doing business as www.winoptions.com
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