- Save the Date - OSC Dialogue, November 21
- OSC Service Commitment: Service Standards and Timelines
- OSC Burden Reduction
- CSA 2018/19 Enforcement Report
- Investing in the Cannabis Industry
- Frequently asked questions about proceedings
- Topical guide for registrants
- Director's decisions for registrants
- The Exempt Market
- Corporate Finance Prospectus Related Matters
What's New
- July 4, 2019 OSC Investor Alert: RTG Direct Trading Group
- July 3, 2019 OSC News Release: OSC seeks applications for Investor Advisory Panel
- June 27, 2019 OSC News Release: OSC Publishes 2019-2020 Statement of Priorities
- June 27, 2019 OSC News Release: OSC takes action to reduce burden for investment fund managers
- June 26, 2019 CSA News Release: Canadian Securities Administrators increase digital presence in fight against securities misconduct: Fiscal Year 2018/19 Enforcement Report
- June 21, 2019 OSC News Release: OSC and MPP for Nipissing highlight importance of financial literacy during Ontario Seniors Month
- June 21, 2019 CSA News Release: Canadian securities regulators set out suggested practices for working with older or vulnerable clients
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- July 17, 2019 Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
- July 16, 2019 Notice from the Office of the Secretary: Alan Braun et al., File No. 2019-25
- July 16, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- July 15, 2019 Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
- July 10, 2019 Notice from the Office of the Secretary: Andrew Paul Rudensky, File No. 2018-68
- July 10, 2019 Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
- July 10, 2019 Notice from the Office of the Secretary: Martin Bernholtz, File No. 2019-24
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- July 15, 2019 10:00 AM - Majd Kitmitto, Steven Vannatta, Christopher Candusso, Claudio Candusso, Donald Alexander (Sandy) Goss, John Fielding and Frank Fakhry
- July 16, 2019 10:00 AM - Issam El-Bouji
- July 19, 2019 9:00 AM - Caldwell Investment Management Ltd.
- July 24, 2019 10:00 AM - 3iQ Corp. and The Bitcoin Fund
- August 1, 2019 10:00 AM - Caldwell Investment Management Ltd.
- August 6, 2019 10:00 AM - Natural Bee Works Apiaries Inc., Rinaldo Landucci, Tawlia Chickalo
- August 19, 2019 10:00 AM - BDO Canada LLP
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- June 27, 2019 OSC Notice 11-786 Notice of Statement of Priorities for Financial Year to end March 31, 2020
- June 27, 2019 Revised Approval 81-901 Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
- June 21, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- June 21, 2019 CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients
- June 6, 2019 Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- June 6, 2019 Multilateral CSA Staff Notice 91-306 Compliance Review Findings for Reporting Counterparties
- June 6, 2019 OSC Staff Notice 43-706 - Pre-filing Review of Mining Technical Disclosure
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- Comments close: July 17, 2019 Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
- Comments close: July 31, 2019 Proposed National Systems Renewal Program Rule and Related Amendments
- Comments close: July 31, 2019 Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
- Comments close: August 7, 2019 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
- July 4, 2019: OSC Investor Alert: RTG Direct Trading Group
- June 26, 2019: Investor News: Summertime Savings; New Mortgage Payment Calculator; New Personal Information Inventory; Older Investors; Financial Literacy; TFSAs
- June 25, 2019: Investor Warning: Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com.
- June 25, 2019: Investor Warning: TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited.
- June 18, 2019: OSC Investor Alert: FSM Smart Ltd.
- June 6, 2019: Investor News: June is Seniors' Month; Retirement Cash Flow Calculator; Living Your Retirement; Planning for Long-Term Care; Financial Abuse & more
- May 24, 2019: OSC Investor Alert: United Financial Commodity Group
- View More
Quick Links
Instruments, Rules & Policies
Proposed and final securities instruments, rules and policies overseen by the OSC.
Investors
Information regarding OSC efforts to protect and raise awareness among investors.
FAQs
Frequently asked questions about investing in the market and the securities industry.
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Search to determine of if an individual or firm is registered in Canada.
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A basic outline of how the OSC regulates and works with Dealers, Advisers and Investment Fund Managers.
Questions & Complaints
How investors can reach the OSC to get help regarding a company, product or individual.
OSC’s Electronic Filing Portal
Documents for filing electronically through the OSC's web filing portal.
Marketplaces, SROs & Clearing Agencies
Information on how the OSC oversees marketplaces, SROs, clearing agencies, and investor protection funds in Ontario.
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OSC Bulletin
The official record of the activities of the OSC, published weekly online.
Companies
A basic guide including how to comply with Ontario securities law and file certain documents with the OSC.
Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.