International Memoranda of Understanding
Co-operation Agreement Concerning Innovative Fintech Businesses with the Financial Supervisory Commission of Taiwan
Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands
Co-Operation Agreement Concerning Innovative Fintech Businesses with the Monetary Authority of Singapore
Memorandum of Understanding - Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Ireland
Memorandum of Understanding - Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Germany
Amended and Restated MOU with the UK Financial Conduct Authority – Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers
Administrative Arrangement for the Transfer of Personal Data with EEA Authorities
IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information
Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Agencies Operating as Central Counterparties in Ontario and Germany
Co-operation Agreement Concerning Innovative FinTech Businesses with the France Autorité des Marchés Financiers
December 21, 2017 | Notice of Co-operation Agreement Concerning Innovative FinTech Businesses with the France Autorité des Marchés Financiers |
Memorandum of Understanding with Gibraltar Financial Services Commission Concerning Consultation Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers
Co-Operation Agreement Concerning Innovative Fintech Businesses with the Abu Dhabi Global Market Financial Services Regulatory Authority
October 26, 2017 | Notice of Co-Operation Agreement Concerning Innovative Fintech Businesses with the Abu Dhabi Global Market Financial Services Regulatory Authority |
Co-operation Agreement Concerning Innovative Fintech Businesses with U.K. Financial Conduct Authority
March 2, 2017 | Notice of Co-operation Agreement Concerning Innovative Fintech Businesses with U.K. Financial Conduct Authority |
Multilateral Arrangement for Regulatory, Supervisory and Oversight Cooperation on LCH.Clearnet Ltd.
Co-Operation Agreement concerning Innovative Fintech Businesses with the Australian Securities & Investment Commission
November 10, 2016 | Notice of Co-Operation Agreement concerning Innovative Fintech Businesses with the Australian Securities & Investment Commission |
Memorandum of Understanding with the European Securities and Markets Authority (ESMA) Concerning Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Canada
Memorandum of Exchange of Letters Concerning Cooperation between Members of the Canadian Securities Administrators and the Superintendencia de Valores y Seguros of Chile
April 10, 2014 | Notice of Memorandum of Exchange of Letters Concerning Cooperation between Members of the Canadian Securities Administrators and the Superintendencia de Valores y Seguros of Chile |
Memorandum of Understanding with the United States Commodity Futures Trading Commission Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
Memoranda of Understanding with the UK Financial Conduct Authority and the Bank of England Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
August 8, 2013 | Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA) |
Memoranda of Understanding with the EU and EEA Members Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers Directive (AIFMD)
Memorandum of Understanding between the OSC and the European Securities and Markets Authority (ESMA) on the Cooperation of Competent Authorities for the Supervision of the Credit Rating Agencies (CRAs)
Memorandum of Understanding between the OSC, the AMF, the ASC and the BCSC with the Australian Securities and Investments Commission (ASIC) Concerning Consultation, Cooperation and the Exchange of Information Related to The Supervision of Cross-Border Regulated Entities
Memorandum of Understanding between the OSC and FINRA
December 23, 2011 | Notice of Ministerial Approval of Memorandum of Understanding between the OSC and FINRA |
November 18, 2011 | Notice of Memorandum of Understanding between the OSC and FINRA |