Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

April 25, 2019AGF Investments Inc. et al.
April 25, 2019Green Growth Brands Inc. – ss. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions, s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions and s. 6.1 of NI 62-104
April 25, 2019DMDConnects Services Inc.
April 25, 2019Northcore Resources Inc. – s. 144
April 25, 2019Amundi Asset Management et al. – ss. 78(1) and 80 of the CFA
April 18, 2019Starlight U.S. Multi-Family (No. 5) Core Fund
April 18, 2019Aimia Inc.
April 18, 2019Galileo Global Equity Advisors Inc.
April 18, 2019XPEL, Inc.
April 11, 2019Ninepoint Partners LP and the Top Funds