Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

June 13, 2019Granite Real Estate Investment Trust and Granite REIT Inc.
June 13, 2019Brandes Investment Partners & Co.
June 13, 2019TD Securities Inc.
June 13, 2019TMX Group Limited et al. — ss. 21, 144
June 13, 2019MOAG Copper Gold Resources Inc. et al.
June 13, 2019Refinitiv Multilateral Trading Facility – s. 147
June 13, 2019TJM Institutional Services LLC – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
June 13, 2019TD Securities Inc. – s. 38(1) of the CFA
June 6, 2019Citigroup Global Markets Inc.
June 6, 2019Fidelity Investments Canada ULC