Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

August 17, 2017Industrial Alliance Securities Inc. and Scotia Capital Inc.
August 17, 2017Holliswealth Advisory Services Inc. and Investia Financial Services Inc.
August 17, 2017Solium Capital Inc.
August 17, 2017Vertex One Asset Management Inc.
August 17, 2017Bioamber Inc.
August 17, 2017PIMCO Canada Corp.
August 17, 2017PIMCO Canada Corp.
August 17, 2017Twin Butte Energy Ltd. and BBS Securities Inc. – s. 144
August 17, 2017Lonestar West Inc.
August 17, 2017ViXS Systems Inc.