Securities Law & Instruments



CANADIAN SECURITIES ADMINISTRATORS NOTICE 11-313

WITHDRAWAL OF NOTICES AND POLICIES

February 19, 2010

This notice formally withdraws a number of CSA and local notices and policies. In general, the withdrawn material will remain available for historical research purposes in the CSA members' websites that permit comprehensive access to CSA notices.

CSA Notices

Staff of the members of the CSA have reviewed a number of CSA Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following CSA Notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.

11-303
The Uniform Securities Legislation Project
 
11-304
Responses to Comments Received on Concept Proposal Blueprint for Uniform Securities Laws for Canada
 
11-306
Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act
 
11-307
Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act
 
11-308
Guidelines for Use of Mobility Exemptions Under Part 5 of Multilateral Instrument 11-101 Principal Regulator System
 
11-402
Concept Proposal for Uniform Securities Legislation
 
11-404
Consultation Drafts of the Uniform Securities Act and the Model Administration Act
 
12-303
Exemptive Relief Applications and Year End
 
12-401
National Application System Concept Proposal
 
13-306
Guidance for SEDAR Users
 
13-307
Notice of Amendments to the SEDAR Filer Manual
 
13-308
Increases to SEDAR Annual Filing Service Charges
 
13-314
2005 Changes to SEDAR Annual Filing Service Charges
 
13-316
Amendments to the SEDAR Filer Manual
 
21-301
Canadian Venture Exchange
 
21-302
Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation
 
23-305
Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
 
31-308
Frequently Asked Questions Regarding NI 31-101 National Registration System and NP 31-201 National Registration System
 
31-309
Proposed National Instrument 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements
 
31-310
Proposed NI 31-103 Registration Requirements and Proposed 31-103CP Registration Requirements
 
33-304
CSA Distribution Structures Committee Position Paper
 
33-307
List of Canadian Registrant and Non-registrant Firms that Completed the CSA STP Readiness Assessment Survey
 
33-401
Canadian Capital Market Association -- T+1 White Paper
 
33-402
Joint Forum Requests Comments on Principles and Practices for the Sale of Products and Services in the Financial Sector
 
41-304
Income Trusts: Prospectus Disclosure of Distributable Cash
 
43-305
CSA Mining Technical Advisory and Monitoring Committee
 
44-401
Concept Proposal for an Integrated Disclosure System
 
45-302
Frequently Asked Questions Regarding the Resale Rules
 
45-305
Frequently Asked Questions Regarding National Instrument 45-106 Prospectus and Registration Exemptions
 
46-302
Consent to Amend Existing Escrow Agreements
 
51-301
Conversion of Corporate Issuers to Trusts
 
51-305
Canadian Capital Markets Association - Corporate Actions and Other Entitlements White Paper - October 2002
 
51-315
Guidance Regarding the Determination of Constant Prices for Bitumen Reserves under National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
 
51-401
Concept Proposal for an Integrated Disclosure System
 
51-402
Illegal Insider Trading in Canada: Recommendations on Prevention, Detection and Deterrence Report
 
52-319
Status of Proposed Repeal and Replacement of Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
 
52-401
Discussion Paper -- Financial Reporting in Canada's Capital Markets
 
58-301
Extension of Comment Period for Proposed Multilateral Policy 58-201 Effective Corporate Governance and Proposed Multilateral Instrument 58-101 Disclosure Of Corporate Governance Practices
 
58-302
Implementation of Corporate Governance Policy and Related Disclosure Instrument
 
58-304
Review of National Instrument 58-101 Disclosure of Corporate Governance Practices and National Policy 58-201 Corporate Governance Guidelines
 
62-201
Bids Made Only in Certain Jurisdictions
 
62-301
Implementation of the Zimmerman Amendments Governing the Conduct of Take-over and Issuer Bids
 
62-303
Identifying the Offeror in a Take-over Bid
 
62-304
Conditions in Financing Arrangements for Take-over Bids and Issuer Bids
 
72-301
Distributions Outside the Local Jurisdiction Proposed Multilateral Instrument 72-101
 
81-310
Frequently Asked Questions -- Fund of Fund Amendments

ASC Notices and Policies

Staff of the Alberta Securities Commission have reviewed a number of ASC Notices and Policies. They have determined that some are outdated, no longer relevant, or no longer required. The following ASC Notices and Policies are therefore withdrawn, effective immediately.

22-701
Notice of Public Forum to Discuss "Nets" and Market Fragmentation
 
33-601
Surrender of Registration and Rescission of Uniform Act Policy No. 2-07
 
10
Cease Trade Orders Issued Due to Delinquency In Filing Financial Statements
 
57-603
Defaulting Reporting Issuers -- OSC Proposed Policy 57-603

OSC Notices

Staff of the Ontario Securities Commission have reviewed a number of OSC Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following OSC Notices are therefore withdrawn, effective immediately.

11-721
Policy Reformulation Table of Concordance and List of New Instruments
 
11-725
Policy Reformulation Table of Concordance and List of New Instruments
 
11-726
Assignment of Policy Numbers
 
11-727
Assignment of Policy Numbers
 
11-730
Policy Reformulation Table of Concordance and List of New Instruments
 
11-731
Policy Reformulation Table of Concordance and List of New Instruments
 
11-732
Proposal for the Ontario Securities Administration Act
 
11-733
Policy Reformulation Table of Concordance and List of New Instruments
 
11-734
Policy Reformulation Table of Concordance and List of New Instruments
 
11-735
IOSCO and International Joint Forum Publish Reports on Outsourcing of Financial Services for Public Comment
 
11-736
North American Securities Administrators Association (NASAA) Seeks Public Comment on Proposal to Extend the Model Secondary Market Trading Exemption for Qualifying Canadian Securities to TSX Venture Exchange
 
11-738
IOSCO Seeks Public Comment on Draft Code of Conduct Fundamentals for Credit Rating Agencies
 
11-740
International Joint Forum Publishes Consultation Report on Credit Risk Transfer
 
11-741
IOSCO Publishes Draft Consultation Policy and Procedures for Public Comment
 
11-743
IOSCO Publishes Consultation Report Concerning Governance of Collective Investment Schemes
 
11-744
IOSCO and International Joint Forum Publish Final Recommendations about Outsourcing of Financial Services
 
11-745
IOSCO Publishes for Consultation Best Practices Standards on Anti-Market Timing and Anti-Money Laundering Guidance for Collective Investment Schemes
 
11-746
IOSCO Publishes Consultation Report: Policies on Error Trades
 
11-747
IOSCO and Basel Committee Publish Consultation Document on the Application of Basel II to Trading Activities and the Treatment of Double Default Effects
 
11-748
IOSCO Publishes a Discussion Paper of the Compliance Function at Market Intermediaries
 
11-749
International Joint Forum Publishes Final Report on Credit Risk Transfer
 
11-750
IOSCO Releases Survey Report on the Regulation and Oversight of Auditors
 
11-751
IOSCO Finalizes Consultation Policy and Procedures
 
45-706
OSC Small Business Advisory Committee
 
51-703
Implementation of Reporting Issuer Continuous Disclosure Review Program, Corporate Finance Branch
 
51-704
Office of the Chief Accountant MD&A Guide
 
51-708
Continuous Disclosure Review Program Report -- August 2002
 
51-712
Corporate Finance Review Program Report -- August 2003
 
51-715
Corporate Finance Review Program Report -- October 2004
 
52-715
CICA Assurance Standards Board Exposure Draft -- Auditor Assistance to Underwriters and Others
 
52-716
Filing Extensions for Continuous Disclosure Financial Statements

AMF Notices

Staff of the Autorité des marchés financiers have reviewed a number of AMF Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following AMF Notices are therefore withdrawn, effective immediately.

CVMQ notice dated March 9, 2001 Offres publiques -- Entrée en vigueur dans certaines provinces le 31 mars 2001 de modifications concernant les règles de conduite des offres publiques -- la situation au Québec

CVMQ notice dated March 7, 2003 Forum conjoint des autorités de réglementation du marché financier -- Projet de principes et pratiques relatifs à la vente de produits et services dans le secteur financier

Questions regarding this notice may be directed to:

Noreen Bent
Simon Thompson
British Columbia Securities Commission
Ontario Securities Commission
Tel: (604) 899-6741
Tel: (416) 593-8261
nbent@bcsc.bc.ca
sthompson@osc.gov.on.ca
 
Kari Horn
Sylvia Pateras
Alberta Securities Commission
Autorité des marchés financiers
Tel: (403) 297-4698
Tel: (514) 395-0558, extension 2536
kari.horn@asc.ca
sylvia.pateras@lautorite.qc.ca
 
Manon Losier
Barbara Shourounis
New Brunswick Securities Commission
Saskatchewan Financial Services Commission
Tel: (506) 643-7690
Tel: (306) 787-5842
manon.losier@nbsc-cvmnb.ca
bshourounis@sfsc.gov.sk.ca
 
Chris Besko
Shirley Lee
The Manitoba Securities Commission
Nova Scotia Securities Commission
Tel: (204) 945-2561
Tel: (902) 424-5441
Chris.Besko@gov.mb.ca
leesp@gov.ns.ca

February 19, 2010