Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED

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IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF
A DECISION OF THE ONTARIO COUNCIL OF THE INVESTMENT
INDUSTRY REGULATORY ORGANIZATION OF CANADA, PURSUANT TO
SECTION 21.7 OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF DISCIPLINE PROCEEDINGS PURSUANT TO THE BY-
LAWS OF THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND
THE DEALER MEMBER RULES OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA

BETWEEN
STAFF OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA

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ROGER CARL SCHOER

ORDER
(Section 127)



    WHEREAS on July 24, 2012, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) to hold a hearing pursuant to section 21.7 of the Act to consider the application made by Roger Carl Schoer (the “Applicant”) for a review of a decision of the Investment Industry Regulatory Organization of Canada (“IIROC”) made May 26, 2011 (the “Application”);

    AND WHEREAS the Application was scheduled to be heard by the Commission on September 18, 2012 at 10:00 a.m.;

    AND WHEREAS on September 16, 2012, the Application was adjourned on consent to November 16, 2012, for the purpose of allowing the Applicant to retain counsel;

    AND WHEREAS on November 16, 2012, Staff of the Commission, IIROC Staff and the Applicant appeared before the Commission;

    AND WHEREAS the Applicant requested a further adjournment of this matter for the purpose of retaining counsel, IIROC and Commission Staff objected to an adjournment, and all of the parties made submissions regarding the adjournment request;

    AND WHEREAS the Commission considers that it is in the public interest to make this Order;

    IT IS HEREBY ORDERED THAT the Application shall be adjourned on a peremptory basis to January 14, 2013 at 10:00 a.m. for the purpose of hearing the Application on the merits.

DATED at Toronto this 16th day of November, 2012.

 

" James E. A. Turner "
James E. A. Turner