Most Popular News
- Save the Date - OSC Dialogue, November 21
- OSC takes action to reduce burden for mining issuers
- Vacancies: Investment Funds Technical Advisory Committee
- Vacancies: Market Structure Advisory Committee
- OSC Service Commitment: Service Standards and Timelines
- Fees for delayed OBA filings to be waived as part of OSC burden reduction project
- OSC Investor Alert: Convicted fraudster Weizhen Tang
- Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions
- Canadian securities regulators outline next steps on the development of an integrated information system
- OSC Investor Alert: United Financial Commodity Group
- OSC awards $7.5 million to three whistleblowers
- Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period
- Detailed data from review of women on boards and in executive officer positions
- Regulators sign an agreement with the Financial Conduct Authority
Reports and Publications
Annual Summary Report for Dealers, Advisers and Investment Fund Managers Compliance and Registrant Regulation
OSC Staff Notice 11-778 Behavioural Insights: Key Concepts, Applications and Regulatory Considerations
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.