Final and Approved:
September 12, 2019 |
Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
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December 20, 2018 |
Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
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December 20, 2018 |
Notice of Ministerial Approval of Amendments to National Instrument 81-102, 81-104, 81-101, 41-101, 81-106, and 81-107
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October 4, 2018 |
CSA Notice of Amendments - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds
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February 16, 2017 |
Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
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February 16, 2017 |
Notice of Ministerial Approval of Amendments to National Instrument 81-102 Investment Funds and National Instrument 81-101 Mutual Fund Prospectus Disclosure
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December 8, 2016 |
CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts – CSA Notice of Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments
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September 22, 2016 |
CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds
Comments Received
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November 5, 2015 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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February 12, 2015 |
Changes to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
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February 12, 2015 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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February 12, 2015 |
Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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December 11, 2014 |
Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts – CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
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September 22, 2014 |
Unofficial Consolidated National Instrument 81-101 and Companion Policy as of September 22, 2014
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September 18, 2014 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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June 19, 2014 |
Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
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March 26, 2014 |
CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds – Point of Sale Delivery of Fund Facts
Comments Received
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December 19, 2013 |
Amendments to Companion Policy 81-101CP to National Instrument 81-101 Mutual Fund Prospectus Disclosure
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December 19, 2013 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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August 1, 2013 |
Changes to Companion Policy 81-101CP to NI 81-101 Mutual Funds Prospectus Disclosure
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August 1, 2013 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
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August 1, 2013 |
Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
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June 13, 2013 |
CSA - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Delivery of Fund Facts - Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, 81-101F3, Companion Policy 81-101CP to NI 81-101 and Consequential Amendments
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May 16, 2013 |
Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
|
May 9, 2013 |
Amendments: NI 81-101 Mutual Fund Prospectus Disclosure and Companion Policy 81-101CP
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May 9, 2013 |
Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
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March 14, 2013 |
CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
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February 28, 2013 |
CSA Notice of Amendments to Prospectus Rules (Final)
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February 9, 2012 |
Notice of Amendments (Related to Modernization of National Instrument 81-102)
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December 10, 2010 |
Amendment to Companion Policy 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
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December 10, 2010 |
Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
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June 18, 2010 |
Amendment to Form 81-101F2 (Related to Brokerage Arrangements Amendments effective June 30, 2010)
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March 7, 2008 |
Amendment to National Instrument 81-101 (Related to National Instrument 41-101 effective March 17, 2008)
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November 10, 2006 |
Amendment (Related to National Instrument 81-107 effective November 1, 2006)
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June 3, 2005 |
Amendment (Related to National Instrument 81-106 effective June 1, 2005)
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January 16, 2004 |
Final Amendment (Related to National Instrument 81-102 effective December 31, 2003)
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October 10, 2003 |
Amendment (Related to National Instrument 81-102 effective December 31, 2003)
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February 16, 2001 |
Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)
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January 28, 2000 |
Final National Instrument 81-101 and Companion Policy 81-101 (effective February 1, 2000)
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History of 81-101 81-101CP - Mutual Funds Prospectus Disclosure
September 12, 2019 |
Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
|
December 20, 2018 |
Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
|
December 20, 2018 |
Notice of Ministerial Approval of Amendments to National Instrument 81-102, 81-104, 81-101, 41-101, 81-106, and 81-107
|
October 4, 2018 |
CSA Notice of Amendments - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds
|
February 16, 2017 |
Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
|
February 16, 2017 |
Notice of Ministerial Approval of Amendments to National Instrument 81-102 Investment Funds and National Instrument 81-101 Mutual Fund Prospectus Disclosure
|
December 8, 2016 |
CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts – CSA Notice of Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments
|
September 22, 2016 |
CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds
Comments Received
|
November 5, 2015 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
September 3, 2015 |
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
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February 12, 2015 |
Changes to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
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February 12, 2015 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
February 12, 2015 |
Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
December 11, 2014 |
Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts – CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
|
September 22, 2014 |
Unofficial Consolidated National Instrument 81-101 and Companion Policy as of September 22, 2014
|
September 18, 2014 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
June 19, 2014 |
Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
|
March 26, 2014 |
CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds – Point of Sale Delivery of Fund Facts
Comments Received
|
December 19, 2013 |
Amendments to Companion Policy 81-101CP to National Instrument 81-101 Mutual Fund Prospectus Disclosure
|
December 19, 2013 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
August 1, 2013 |
Changes to Companion Policy 81-101CP to NI 81-101 Mutual Funds Prospectus Disclosure
|
August 1, 2013 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
August 1, 2013 |
Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
|
June 13, 2013 |
CSA - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Delivery of Fund Facts - Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, 81-101F3, Companion Policy 81-101CP to NI 81-101 and Consequential Amendments
|
May 16, 2013 |
Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
|
May 9, 2013 |
Amendments: NI 81-101 Mutual Fund Prospectus Disclosure and Companion Policy 81-101CP
|
May 9, 2013 |
Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
|
March 14, 2013 |
CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
|
March 27, 2013 |
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
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February 28, 2013 |
CSA Notice of Amendments to Prospectus Rules (Final)
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June 21, 2012 |
CSA Notice and Request for Comment: Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
|
April 6, 2012 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
|
February 9, 2012 |
Notice of Amendments (Related to Modernization of National Instrument 81-102)
|
August 12, 2011 |
Request for Comments on Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
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July 15, 2011 |
Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 41-101)
Comments Received
|
December 10, 2010 |
Amendment to Companion Policy 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
|
December 10, 2010 |
Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
|
December 10, 2010 |
Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
|
October 8, 2010 |
Notice of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
|
June 25, 2010 |
Request for Comments on Proposed Amendments (Modernization of National Instrument 81-102)
Comments Received
|
June 18, 2010 |
Amendment to Form 81-101F2 (Related to Brokerage Arrangements Amendments effective June 30, 2010)
|
June 18, 2010 |
Notice of Ministerial Approval of Amendments (Brokerage Arrangements Amendments)
|
April 9, 2010 |
CSA Notice of Amendments (Brokerage Arrangements Amendments)
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October 16, 2009 |
Proposed Amendments (Related to National Instrument 81-106)
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October 9, 2009 |
Notice of Proposed Amendments (Brokerage Arrangements Amendments)
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June 19, 2009 |
Request for Comments on Implementation of Point of Sale Disclosure for Mutual Funds
Comments Received
|
June 19, 2009 |
Proposed Amendments (Related to Implementation of Point of Sale Disclosure for Mutual Funds)
|
March 7, 2008 |
Amendment to National Instrument 81-101 (Related to National Instrument 41-101 effective March 17, 2008)
|
December 21, 2007 |
Notice of Repeal (Related to National Instrument 41-101)
|
November 10, 2006 |
Amendment (Related to National Instrument 81-107 effective November 1, 2006)
|
July 28, 2006 |
Notice of Amendments (Related to National Instrument 81-107)
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June 3, 2005 |
Amendment (Related to National Instrument 81-106 effective June 1, 2005)
|
May 27, 2005 |
Proposed Amendments (Related to Proposed National Instrument 81-107)
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January 16, 2004 |
Final Amendment (Related to National Instrument 81-102 effective December 31, 2003)
|
January 16, 2004 |
Notice of Ministerial Approval of Amendments (Fund of Fund Amendments)
|
October 10, 2003 |
Amendment (Related to National Instrument 81-102 effective December 31, 2003)
|
October 10, 2003 |
Notice of Amendments and Summary of Comments (Fund of Fund Amendments)
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October 10, 2003 |
Notice of Commission Approval of Amendments (Fund of Fund Amendments)
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September 20, 2002 |
Proposed Amendments (Related to National Instrument 81-106)
|
July 19, 2002 |
Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
|
July 19, 2002 |
Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
Comments Received
|
April 13, 2001 |
Notice of Ministerial Approval of Amendments (Related to Amendments to National Instrument 81-102)
|
February 16, 2001 |
Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)
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January 28, 2000 |
Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
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January 28, 2000 |
Final National Instrument 81-101 and Companion Policy 81-101 (effective February 1, 2000)
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November 12, 1999 |
Notice of Final Instrument and Summary of Comments on National Instrument 81-101 and Companion Policy 81-101 and Rescission of National Policy No. 36
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April 30, 1999 |
Notice of Proposed Changes, Summary of Comments on Proposed National Instrument 81-101 and Rescission of National Policy No. 36
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July 31, 1998 |
Notice of Proposed National Instrument: NI - 81-101 81-101CP - Mutual Fund Prospectus Disclosure and Rescission of National Policy No. 36
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July 31, 1998 |
Summary of Comments Received on Concept Proposal
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July 31, 1998 |
Proposed National Instrument 81-101 and Rescission of National Policy No. 36
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July 31, 1998 |
Proposed Companion Policy 81-101 and Rescission of National Policy No. 36
|
July 31, 1998 |
Proposed Form 81-101F1 and Rescission of National Policy No. 36
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July 31, 1998 |
Proposed Form 81-101F2 and Rescission of National Policy No. 36
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July 31, 1998 |
Table of Concordance: Proposed National Instrument 81-101 and National Policy No. 36
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