Prospectus Pre-Marketing/Marketing Rules and Guidance


The prospectus marketing rules deal with what marketing activities can be conducted with investors:

  • before the filing of a preliminary prospectus,
  • during the “waiting period” between the filing of a preliminary prospectus and a final prospectus, and
  • after the filing of a final prospectus.

Key rules and guidance

Key rules and companion policy guidance for issuers other than investment funds include: