Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND
LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2018 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

81-102

Investment Funds -- Amendments

Commission approval published October 4, 2018

 

81-104

Commodity Pools -- Amendments

Commission approval published October 4, 2018

 

41-101

General Prospectus Requirements -- Amendments

Commission approval published October 4, 2018

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Commission approval published October 4, 2018

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Commission approval published October 4, 2018

 

81-107

Independent Review Committee for Investment Funds -- Amendments

Commission approval published October 4, 2018

 

45-106

Prospectus Exemptions -- Amendments

Ministerial approval published October 4, 2018

 

72-503

Distributions Outside Canada-- Amendments

Ministerial approval published October 4, 2018

 

45-308

Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions (Revised)

Published October 4, 2018

 

51-729

Corporate Finance 2017-18 Annual Report

Published October 4, 2018

 

15-601

Whistleblower Program -- Amendment

Commission approval published October 4, 2018

 

51-357

Staff Review of Reporting Issuers in the Cannabis Industry

Published October 11, 2018

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments (revised)

Published October 18, 2018

 

24-102

Clearing Agency Requirements -- Amendments

Published for comment October 18, 2018

 

11-737

Securities Advisory Committee -- Vacancies (Revised)

Published October 25, 2018

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Published for comment October 25, 2018

 

11-339

Notice of Local Changes in Alberta

Published November 8, 2018

 

51-356

Problematic promotional activities by issuers

Published November 29, 2018

 

45-716

Ontario Exempt Market Report

Published November 29, 2018

 

13-315

Securities Regulatory Authority Closed Dates 2019

Published December 13, 2018

 

81-102

Investment Funds -- Amendments

Ministerial approval published December 20, 2018

 

81-104

Commodity Pools -- Amendments

Ministerial approval published December 20, 2018

 

41-101

General Prospectus Requirements -- Amendments

Ministerial approval published December 20, 2018

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Ministerial approval published December 20, 2018

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Ministerial approval published December 20, 2018

 

81-107

Independent Review Committee for Investment Funds -- Amendments

Ministerial approval published December 20, 2018

 

23-323

Trading Fee Rebate Pilot Study

Published for comment December 20, 2018

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

February 14, 2019