Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

 

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2019 has been posted to the OSC Website at www.osc.gov.on.ca.

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Table of Concordance

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Client-Registrant Relationship)

Commission approval published October 3, 2019

52-108

Auditor Oversight -- Amendments

Published for comment October 3, 2019

58-311

Report on Fifth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

Published October 3, 2019

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published October 10, 2019

13-502

Fees -- Amendments

Ministerial approval published October 24, 2019

13-503

Fees (Commodity Futures Act) -- Amendments

Ministerial approval published October 24, 2019

11-737

Securities Advisory Committee -- Vacancies

Published November 14, 2019

51-359

Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry

Published November 14, 2019

Reducing Regulatory Burden in Ontario's Capital Markets -- 2019

Published December 5, 2019

13-315

Securities Regulatory Authority Closed Dates 2020

Published December 12, 2019

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Client-Registrant Relationship) _

Ministerial approval published December 12, 2019

45-326

Update on Amendments to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Syndicated Mortgages

Published December 19, 2019

51-730

Corporate Finance Branch 2019 Annual Report

Published December 19, 2019

81-332

Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions

Published December 19, 2019

81-730

Consideration of Alternative Approaches to Address Concerns Related to Deferred Sales Charges

Published December 19, 2019

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

January 30, 2020