Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

None

 

New Instruments

Instrument

Title

Status

 

81-408

Consultation on the Option of Discontinuing Embedded Commissions

Published for comment January 12, 2017 (Published on the OSC Website on January 10, 2017)

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published January 12, 2017

 

45-322

Potential Concerns with the Structure of Rights Offerings

Published January 12, 2017

 

11-742

Securities Advisory Committee -- Revised

Published January 12, 2017

 

11-334

Notice of Local Amendments and Changes in Certain Jurisdictions

Published January 19, 2017

 

51-347

Disclosure of cyber security risks and incidents

Published January 19, 2017

 

94-101

Mandatory Central Counterparty Clearing of Derivatives

Commission approval published January 19, 2017

 

94-102

Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Commision approval published January 19, 2017

 

54-305

Meeting Vote Reconciliation Process

Published January 26, 2017

 

23-101

Trading Rules -- Amendments

Commission approval published January 26, 2017

 

23-317

Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018

Published February 2, 2017

 

24-315

Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets

Published February 9, 2017

 

13-502

Fees -- Amendments

Ministerial approval published February 16, 2017

 

13-503

(Commodity Futures Act) Fees -- Amendments

Ministerial approval published February 16, 2017

 

81-102

Investment Funds -- Amendments

Ministerial approval published February 16, 2017

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Ministerial approval published February 16, 2017

 

41-101

General Prospectus Requirements -- Amendments

Ministerial approval published February 16, 2017

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Ministerial approval published February 16, 2017

 

51-348

Staff's Review of Social Media Used by Reporting Issuers

Published March 9, 2017

 

51-349

Report on the Review of Investment Entities and Guide for Disclosure Improvements

Published March 16, 2017

 

11-777

Statement of Priorities For Financial Year to End March 31, 2018

Published for comment March 23, 2017

 

11-778

Behavioural Insights -- Key Concepts, Applications and Regulatory Considerations

Published March 30, 2017

 

23-101

Trading Rule -- Amendments

Ministerial approval published March 30, 2017

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

April 6, 2017