Securities Law & Instruments

NOTICE OF MINISTERIAL APPROVAL
OF AMENDMENT TO
ONTARIO SECURITIES COMMISSION RULE 31-502
PROFICIENCY REQUIREMENTS FOR REGISTRANTS



On September 19, 2008, the Minister of Finance approved an amendment to Rule 31-502 Proficiency Requirements for Registrants that revises the post-registration proficiency requirements for salespersons of brokers, investment dealers or securities dealers.

The amendment was previously published in the Bulletin on August 1, 2008 at (2008) 31 OSCB 7631 and was published for comment on March 9, 2007 at (2007) 30 OSCB 2103.

The amendment will come into force on October 24, 2008 and a notice will be published in the Ontario Gazette prior to that date.

The amendment is published in Chapter 5 of this issue of the Bulletin and is available at www.osc.gov.on.ca.