Securities Law & Instruments

PDF Version
PDF Version

NOTICE OF MINISTERIAL APPROVAL

OF AMENDMENT TO

OSC RULE 31-502 PROFICIENCY REQUIREMENTS

FOR REGISTRANTS

On May 1, 2007, the Minister of Government Services approved an amendment to Rule 31-502 Proficiency Requirements for Registrants that removes limitations on the number of restricted representatives an investment dealer may employ. The amendment was previously published in the Bulletin on March 9, 2007 at (2007) 30 OSCB 2097.

The amendment came into force on May 21, 2007 and a notice will be published in the Ontario Gazette on July 7, 2007.

The amendment is published in Chapter 5 of this issue of the Bulletin and is available at www.osc.gov.on.ca.