Amendments: OSC Rule - 31-501 - Registrant Relationships

Amendments: OSC Rule - 31-501 - Registrant Relationships

Amendments to OSC Rule

AMENDMENT TO

ONTARIO SECURITIES COMMISSION RULE 31-501

REGISTRANT RELATIONSHIPS

PART 1 AMENDMENTS

1.1 Amendments - Rule 31-501 Registrant Relationships is amended by

(a) deleting the portion of subsection 2.2(1) before clause (a) and substituting for it

"Except as provided in subsections (2) and (3), an individual who";

(b) adding the following subsection to section 2.2

"(3) Despite subsection (1), if the application or amendment is submitted electronically through the National Registration Database pursuant to Multilateral Instrument 31-102, the individual shall

(a) send the disclosure by electronic mail to [email protected],

(b) send the disclosure on the same day as the application or amendment is submitted, and

(c) include in the disclosure the unique submission number generated by the National Registration Database to identify the application or amendment."

PART 2 EFFECTIVE DATE

2.1 Effective Date - These amendments come into force on March 31, 2003.