Securities Law & Instruments

IN THE MATTER OF

PRO-FINANCIAL ASSET MANAGEMENT INC.,

STUART MCKINNON and

JOHN FARRELL

 

Timothy Moseley, Commissioner

 

August 23, 2017

 

ORDER

 

                WHEREAS on August 23, 2017, the Ontario Securities Commission (the Commission) held a pre-hearing conference at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario with respect to scheduling;

 

                ON HEARING and considering the submissions of Staff of the Commission, Stuart McKinnon (appearing in person) and counsel for Mr. McKinnon and Pro-Financial Asset Management;

 

                IT IS HEREBY ORDERED that:

 

1.             An oral hearing of the motion by Staff of the Commission to quash Mr. McKinnon’s application under section 144 of the Securities Act, RSO 1990, c S.5, is scheduled for September 28, 2017 at 10:30 a.m.;

 

2.             An oral hearing of the section 144 application is scheduled for October 11, 2017 at 10:00 a.m., if necessary; and

 

3.             The Sanctions and Costs hearing is scheduled for November 16, 2017 at 10:00 a.m.

 

“Timothy Moseley”