Securities Law & Instruments


IN THE MATTER OF

THE SECURITIES ACT,
RSO 1990, c S.5

AND

IN THE MATTER OF
BENEDICT CHENG,
FRANK SOAVE,
JOHN DAVID ROTHSTEIN and
ERIC TREMBLAY

ORDER

Mark J. Sandler, Chair of the Panel

May 4, 2017

                WHEREAS on May 4, 2017, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario.

                ON HEARING the submissions of the representatives for Staff of the Commission and Benedict Cheng, Frank Soave and Eric Tremblay, no one appearing for John David Rothstein, having settled the allegations against him in respect of this proceeding;

                IT IS ORDERED THAT the hearing is adjourned until September 11, 2017, at 10:00 a.m., or such other date and time as provided by the Office of the Secretary and agreed to by the parties.

“Mark J. Sandler”