Securities Law & Instruments

IN THE MATTER OF

THE SECURITIES ACT

R.S.O. 1990, c.S.5, AS AMENDED

AND

BUCKINGHAM SECURITIES CORPORATION,

DAVID BROMBERG, NORMAN FRYDRYCH, LLOYD BRUCE AND

MILLER BERNSTEIN & PARTNERS LLP (formerly known as

Miller Bernstein & Partners)

 

ORDER

(Subsection 127)

WHEREAS on the 6th day of July, 2001, the Ontario Securities Commission (the "Commission") ordered, among other things, pursuant to clause 1 of subsection 127(1) of the Securities Act, R.S.O. 1990, c.S.5, as amended (the "Act"), that the registration of Buckingham Securities Corporation ("Buckingham") be suspended and that trading in any securities by Lloyd Bruce ("Bruce") cease for a period of fifteen days from the date of the order (the "Temporary Order");

AND WHEREAS on the 20th day of July, 2001 the Commission ordered, among other things, pursuant to subsection 127(7) of the Act that the Temporary Order be extended until the hearing is concluded;

AND WHEREAS a Notice of Hearing and related Statement of Allegations was issued on the 15th day of April 2004 ("Notice of Hearing") in respect of the respondents, Buckingham Securities Corporation ("Buckingham"), David Bromberg ("Bromberg"), Norman Frydrych ("Frydrych"), Lloyd Bruce ("Bruce") and Miller Bernstein & Partners LLP (formerly known as Miller Bernstein & Partners) ("Miller Bernstein");

AND WHEREAS by Order of the Commission dated April 20, 2004 the Commission approved a settlement agreement between Bromberg and Staff of the Commission in respect of the Notice of Hearing;

AND WHEREAS Staff of the Commission and the respondents Buckingham, Bruce, Frydrych and Miller Bernstein have jointly requested that this matter be adjourned to Wednesday July 21, 2004 at 9:30 a.m., or as soon thereafter as a panel may be constituted;

AND WHEREAS the Commission considers it to be in the public interest to make this order;

IT IS ORDERED THAT this matter be adjourned to Wednesday July 21, 2004 at 9:30 a.m., or as soon thereafter as a panel may be constituted.

May 19, 2004.

"Paul Moore"