IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
- and -
IN THE MATTER OF CREATE-A-FUND
INCORPORATED And RONALD ETHERINGTON
(Subsection 127(1) and 127(5))
- Create-a-fund Incorporated ("Create-a-fund") is incorporated pursuant to the laws of Ontario, and is located in Burlington, Ontario.
- Ronald Etherington ("Etherington") is the sole directing mind of Create-a-fund, and resides in Burlington, Ontario.
- Create-a-fund and Etherington have never been registered with the Ontario Securities Commission ("Commission") in any capacity.
- Create-a-fund and Etherington operate a Web site at www.createafund.com relating to investment opportunities and services.
- It appears that Create-a-fund and Etherington have been trading in securities, without being registered, contrary to section 25 of the Securities Act, R.S.O. 1990, c. S-5, as amended ("Act").
- It appears that Create-a-fund and Etherington have held themselves out as engaging in the business of advising others as to the buying and selling of securities, without being registered contrary to section 25 of the Act.
David A. Brown