Securities Law & Instruments

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CSA Staff Notice 11-323

Withdrawal of Notices and Policies

September 12, 2013

This notice formally withdraws a number of CSA and local notices and policies. In general, the withdrawn material will remain available for historical research purposes in the CSA members' websites that permit comprehensive access to CSA notices.

CSA Notices and Policies

Staff of the members of the CSA have reviewed a number of CSA Notices and Policies. They have determined that some are outdated, no longer relevant or no longer required. The following CSA Notices and Policy are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.

4

CSA Notice No. 4: Bought Deals



2-13

Uniform Act Policy No. 2-13: Advertising During the Waiting Period between Preliminary and Final Prospectuses



11-311

Notice Of Extension Of Comment Period - this notice extends the comment period from December 20, 2008 to February 16, 2009 for CSA Consultation Paper 11-405 Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada



11-315

Extension of Consultation Period - this notice extends the comment period from July 1, 2011 to August 31, 2011 for Proposed National Instrument 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products, and Proposed Amendments to National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 45-102 Resale of Securities



21-305

Extension of Approval of Information Processor for Corporate Fixed Income Securities - this notice extends CanPX approval from April 30, 2007 to December 31, 2007



21-307

Extension of approval of information processor For corporate fixed income securities - this notice extends CanPX approval from December 31, 2007 to December 31, 2008



21-308

Update on Applications to Become an Information Processor - this notice provides an update on the information processor issue and extends CanPX approval from December 31, 2008 to June 30, 2009



24-307

Exemption From Transitional Rule - this notice extends the transitional phase-in period in National Instrument 24-101 Institutional Trade Matching And Settlement to July 1, 2010



31-201

National Policy 31-201: National Registration System



31-312

Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions



31-316

Blanket Order Exempting Persons and Companies from the Requirement to Register when Trading in Short-term Debt Instruments



31-318

Omnibus / Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers



31-319

Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions



31-322

Extension of Omnibus / Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers



31-402

Registration Forms Relating to the National Registration Database



33-308

The CSA STP Readiness Assessment Survey Report is now available on the CVMQ Website



33-312

The CSA STP Readiness Assessment Survey Report is now available on the OSC Website



33-313

International Financial Reporting Standards and Registrants



33-314

International Financial Reporting Standards and Registrants



44-302

Replacement of National Instrument 44-101 Short Form Prospectus Distributions



51-326

Continuous Disclosure Review Program Activities for Fiscal 2008



51-329

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2009



ASC Notices

Staff of the Alberta Securities Commission have reviewed a number of ASC Notices. They have determined that the following notices are to be withdrawn, effective immediately.

3.1

De Minimis Rights Offering Exemption -- Recognition of the Laws of Jurisdictions

3.2

Recognition of Jurisdictions Under Section 132(1)(e) and 133(h) of Part 11 of the Act

9

Dated March Statement of Financial Position Required by Section 74(2) of the Regulations

24

Filing Confidential Material Change Reports

26

Late Filing of Financial Statements

30

Securities Advisory Committee to the ASC

33

Disruption of Mail Service

34

Selective Review of Prospectus Filings

35

Sale of Undivided Interests in Land

37

Compliance with Information Requests from Stock Exchanges

39

ASC to Cease Issuing Section 141 Certificates (06/09/06)

AMF Notices

Staff of the Autorité des marchés financiers have reviewed a number of AMF Notices. They have determined that the following notices are to be withdrawn, effective immediately.

Business Continuity Planning -- Industry Testing Exercise

(dated February 8, 2011)

Loi modifiant la Loi sur les valeurs mobilières et d'autres dispositions législatives (2006, c. 50) -- Entrée en vigueur de certaines dispositions (découlant du Règlement sur l'information continue des fonds d'investissement en capital de développement)

(dated May 30, 2008)

Abrogation de l'article 99 de la Loi sur les valeurs mobilières

(dated May 30, 2008)

Reverse Takeovers

(dated July 7, 2006)

Contrôles relatifs à la tenue des dossiers concernant les souscriptions ou rachats de titres d'organismes de placement collectif

(dated December 19, 2003)

FCSC Notices

Staff of the Financial and Consumer Services Commission (New Brunswick) have reviewed a number of FCSC Notices. They have determined that the following notice is to be withdrawn, effective immediately.

32-702 Exemption from Filing Requirements for NRS Users

Questions

Please refer your questions to any of the following people:

Mathieu Laberge
Noreen Bent
Autorité des marchés financiers
British Columbia Securities Commission
Tel: 514-395-0337, extension 2537
Tel: 604-899-6741
mathieu.laberge@lautorite.qc.ca
Nbent@bcsc.bc.ca
 
Simon Thompson
Kari Horn
Ontario Securities Commission
Alberta Securities Commission
Tel: 416-593-8261
Tel: 403-297-4698
sthompson@osc.gov.on.ca
kari.horn@asc.ca
 
Suzanne Ball
Dean Murrison
Financial and Consumer Services Commission
Financial and Consumer Affairs Authority of
(New Brunswick)
Saskatchewan
Tel: 506-643-7698
Tel: 306-787-5879
Suzanne.Ball@fcnb.ca
dean.murrison@gov.sk.ca
 
Chris Besko
Shirley Lee
The Manitoba Securities Commission
Nova Scotia Securities Commission
Tel: 204-945-2561
Tel: 902-424-5441
Chris.Besko@gov.mb.ca
leesp@gov.ns.ca