Securities Law & Instruments

OSC Bulletin Volume 43, Issue 48 (November 26, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8885
1.1 Notices 8885
1.1.1 CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks 8885
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8888
1.4.1 Solar Income Fund Inc. et al. 8888
1.4.2 Epix Resource Finance Corporation 8888
1.4.3 First Global Data Ltd. et al. 8889
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8891
2.1 Decisions 8891
2.1.1 FT Portfolios Canada Co. 8891
2.1.2 Ninepoint Partners LP et al. 8896
2.1.3 Denison Mines Corp. et al. 8899
2.1.4 Morningstar Associates Inc. and Portfolio Strategies Corporation 8905
2.1.5 Eldorado Gold Corporation et al. 8910
2.1.6 IA Clarington Investments Inc. et al. 8916
2.2 Orders 8920
2.2.1 Mercator Minerals Ltd. – s. 144(1) 8920
2.2.2 IPL Plastics Inc. 8921
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 8922
2.4.1 MR Group Investment US, Inc. et al. – ss. 74, 144 8922
Chapter 3 Reasons: Decisions, Orders and Rulings 8929
3.1 OSC Decisions 8929
3.1.1 Epix Resource Finance Corporation – s. 127 8929
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 8931
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8931
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8931
4.2.2 Outstanding Management & Insider Cease Trading Orders 8931
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8933
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9025
Chapter 12 Registrations 9031
12.1.1 Registrants 9031
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 9033
13.1 SROs (nil)
13.2 Marketplaces 9033
13.2.1 Nasdaq CXC Limited – Proposed Public Interest Rule Change – Notice of Withdrawal 9033
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 9035