Chapter 1 Notices / News Releases |
8589 |
1.1 |
Notices |
8589 |
1.1.1 |
OSC Notice 13-708 – Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees |
8589 |
1.1.2 |
OSC Staff Notice 11-790 Protecting Aging Investors through Behavioural Insights |
8590 |
1.2 |
Notices of Hearing |
(nil) |
1.3 |
Notices of Hearing with Related Statements of Allegations |
8591 |
1.3.1 |
Daniel Sheehan – ss. 127(1), 127.1 |
8591 |
1.4 |
Notices from the Office of the Secretary |
8595 |
1.4.1 |
Daniel Sheehan |
8595 |
1.4.2 |
VRK Forex & Investments Inc. and Radhakrishna Namburi |
8595 |
1.5 |
Notices from the Office of the Secretary with Related Statements of Allegations |
(nil) |
Chapter 2 Decisions, Orders and Rulings |
8597 |
2.1 |
Decisions |
8597 |
2.1.1 |
Chemtrade Logistics Income Fund and BMO Nesbitt Burns Inc. |
8597 |
2.2 |
Orders |
8603 |
2.2.1 |
Hi Ho Silver Resources Inc. |
8603 |
2.2.2 |
Northview Apartment Real Estate Investment Trust |
8604 |
2.3 |
Orders with Related Settlement Agreements |
(nil) |
2.4 |
Rulings |
(nil) |
Chapter 3 Reasons: Decisions, Orders and Rulings |
(nil) |
3.1 |
OSC Decisions |
(nil) |
3.2 |
Director's Decisions |
(nil) |
Chapter 4 Cease Trading Orders |
8605 |
4.1.1 |
Temporary, Permanent & Rescinding Issuer Cease Trading Orders |
8605 |
4.2.1 |
Temporary, Permanent & Rescinding Management Cease Trade Orders |
8605 |
4.2.2 |
Outstanding Management & Insider Cease Trading Orders |
8605 |
Chapter 5 Rules and Policies |
(nil)
|
Chapter 6 Request for Comments |
(nil) |
Chapter 7 Insider Reporting |
8607 |
Chapter 9 Legislation |
(nil) |
Chapter 11 IPOs, New Issues and Secondary Financings |
8691 |
Chapter 12 Registrations |
8697 |
12.1.1 |
Registrants |
8697 |
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories |
8699 |
13.1 |
SROs |
(nil) |
13.2 |
Marketplaces |
8699 |
13.2.1 |
TSX Inc. and TSX Venture Exchange Inc. – Notice of Proposed Program and Request for Comments |
8699 |
13.2.2 |
TSX Inc. – Trading of Sustainable Bonds on TSX – Notice of Approval |
8703 |
13.2.3 |
Toronto Stock Exchange – Notice of Housekeeping Rule Amendments to the TSX Company Manual |
8706 |
13.2.4 |
Neo Exchange Inc. – Significant Change to the Treatment of Weighted Closing Price Eligible Securities – Notice of Approval |
8714 |
13.3 |
Clearing Agencies |
8715 |
13.3.1 |
Canadian Derivatives Clearing Corporation (CDCC) – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Notice of Commission Approval |
8715 |
13.3.2 |
CDS Clearing and Depository Services Inc. (CDS) – Notice and Request for Comment – Proposed Amendments to CDS Participant Rules related to Post-Trade Modernization |
8716 |
13.3.3 |
Canadian Derivatives Clearing Corporation (CDCC) – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Request for Comment |
8725 |
13.4 |
Trade Repositories |
(nil) |
Chapter 25 Other Information |
(nil) |
Index |
|
8727 |