Securities Law & Instruments

OSC Bulletin Volume 43, Issue 42 (October 15, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8041
1.1 Notices (nil)
1.2 Notices of Hearing 8041
1.2.1 Douglas John Eley – ss. 8, 21.7 8041
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8042
1.4.1 Majd Kitmitto et al. 8042
1.4.2 First Global Data Ltd. et al. 8042
1.4.3 Canada Cannabis Corporation et al. 8043
1.4.4 Sean Daley and Kevin Wilkerson 8043
1.4.5 Bardya Ziaian 8044
1.4.6 Derek F.C. Elliott 8044
1.4.7 Douglas John Eley 8045
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8047
2.1 Decisions 8047
2.1.1 Subversive Real Estate Acquisition REIT LP 8047
2.1.2 Fidelity Investments Canada ULC 8051
2.1.3 Fortive Corporation 8057
2.1.4 FRNT Financial Inc. 8060
2.2 Orders 8066
2.2.1 Bardya Ziaian 8066
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 8067
3.1 OSC Decisions 8067
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 8075
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8075
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8075
4.2.2 Outstanding Management & Insider Cease Trading Orders 8075
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8077
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8171
Chapter 12 Registrations 8177
12.1.1 Registrants 8177
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8179
13.1 SROs (nil)
13.2 Marketplaces 8179
13.2.1 Canadian Securities Exchange (CSE) – Amendments to Trading System Functionality & Features – Notice of Approval 8179
13.2.2 TSX Inc. – Notice of Proposed Amendments and Request for Comments 8180
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8189