OSC Bulletin Volume 44, Issue 01 (January 7, 2021)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | (nil) | |
| 1.1 | Notices | (nil) |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
| 1.4 | Notices from the Office of the Secretary | (nil) |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | (nil) | |
| 2.1 | Decisions | 1 |
| 2.1.1 | Allianz Investment Management U.S. LLC | 185 |
| 2.2 | Orders | 3 |
| 2.2.1 | SouthGobi Resources Ltd | 3 |
| 2.2.2 | Rockwell Diamonds Inc | 7l |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | (nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings | (nil) | |
| 3.1 | OSC Decisions | (nil) |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 11 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 11 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 11 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 11 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 13 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 179 | |
| Chapter 12 Registrations | 185 | |
| 12.1.1 | Registrants | 185 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 187 | |
| 13.1 | SROs | 187 |
| 13.1.1 | Canadian Investor Protection Fund (CIPF) – MOU regarding the Oversight of CIPF – Notice of Coming into Effect | 187 |
| 13.1.2 | MFDA Investor Protection Corporation (MFDA IPC) – MOU regarding the Oversight of MFDA IPC – Notice of Coming into Effect | 188 |
| 13.2 | Marketplaces | 189 |
| 13.2.1 | Tradelogiq Markets Inc. - Lynx 2.0 – Notice of Approval | 189 |
| 13.3 | Clearing Agencies | (nil) |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| 25.1 | Exemptions | (nil) |
| Index | 191 | |