Securities Law & Instruments

OSC Bulletin Volume 43, Issue 40 (October 1, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7709
1.1 Notices 5425
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 7709
1.4.1 Donald Bruce Wilson et al. 7709
1.4.2 Derek F.C. Elliott 7709
1.4.3 Epix Resource Finance Corporation 7710
1.4.4 Joseph Debus 7710
1.4.5 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza 7711
1.4.6 First Global Data Ltd. et al. 7711
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7713
2.1 Decisions 7713
2.1.1 Pembroke Private Wealth Management Ltd. and Pembroke Concentrated Fund 7713
2.1.2 National Bank Investment Inc. et al. 7717
2.2 Orders 7720
2.2.1 Donald Bruce Wilson – ss. 127(1), 127(10) 7720
2.2.2 Epix Resource Finance Corporation 7721
2.2.3 Angus Mining Inc. – s. 144 7721
2.2.4 Frankly Inc. 7724
2.2.5 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza – ss. 127(8), 127(1) 7727
2.2.6 First Global Data Ltd. et al. – s. 152 7727
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7729
3.1 OSC Decisions 7729
3.1.1 Donald Bruce Wilson et al. – ss. 127(1), 127(10) 7729
3.2 Director's Decisions 7737
3.2.1 Kyle Krajewski – s. 31 7737
Chapter 4 Cease Trading Orders 7741
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7741
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7741
4.2.2 Outstanding Management & Insider Cease Trading Orders 7741
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7743
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7817
Chapter 12 Registrations 7823
12.1.1 Registrants 7823
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 7825
13.1 SROs (nil)
13.2 Marketplaces 7825
13.2.1 Nasdaq CXC Limited – Notice of Proposed Changes and Request for Comment 7825
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 7829