Securities Law & Instruments

OSC Bulletin Volume 43, Issue 39 (September 23, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7573
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 7573
1.4.1 VRK Forex & Investments Inc. and Radhakrishna Namburi 7573
1.4.2 First Global Data Ltd. et al. 7573
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7575
2.1 Decisions 7575
2.1.1 Kinaxis Inc. 7575
2.1.2 Investors Group Securities Inc. 7577
2.1.3 CIBC Asset Management Inc. 7581
2.1.4 Veolia Environnement S.A. 7586
2.1.5 Venator Capital Management Ltd. and Venator Alternative Income Fund 7593
2.2 Orders 5460
2.2.1 VRK Forex & Investments Inc. and Radhakrishna Namburi 7599
2.2.2 First Global Data Ltd. et al. 7599
2.2.3 Guyana Goldfields Inc. 7600
2.2.4 Boyuan Construction Group, Inc. 7601
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 7603
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7603
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7603
4.2.2 Outstanding Management & Insider Cease Trading Orders 7603
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7605
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7693
Chapter 12 Registrations 7699
12.1.1 Registrants 7699
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces 7701
13.2.1 NEO Exchange – Request for Comments on Proposed Significant Change to the Treatment of Weighted Closing Price Eligible Securities – Trading Notice 7701
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 7705
25.1 Consents 7705
25.1.1 Cronos Group Inc. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 7705
Index 7707