Securities Law & Instruments

OSC Bulletin Volume 43, Issue 32 (August 6, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 6179
1.1 Notices 6179
1.1.1 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45 106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages 6179
1.1.2 CSA Staff Notice 11-342 Notice of Local Amendments and Changes in Certain Jurisdictions 6218
1.1.3 OSC Notice of General Order – Ontario Instrument 45-506 Start-Up Crowdfunding Registration and Prospectus Exemptions (Interim Class Order) 6227
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 6229
2.2.1 Coinsquare Ltd. et al. 6229
2.2.2 Majd Kitmitto et al. 6266
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 6231
2.1 Decisions 6231
2.1.1 Auxly Cannabis Group Inc. and AltaCorp Capital Inc. 6231
2.2 Orders 6237
2.2.1 Ontario Instrument 45-506 Start-Up Crowdfunding Registration and Prospectus Exemptions (Interim Class Order) 6237
2.2.2 Majd Kitmitto et al. 6266
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6267
3.1 OSC Decisions 6267
3.1.1 Coinsquare Ltd. et al. – ss. 127, 127.1 6267
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 6271
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6271
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6271
4.2.2 Outstanding Management & Insider Cease Trading Orders 6271
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 6273
6.1.1 Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share ExchangeTransactions and Proposed Changes to Companion Policy 48-501CP – Request for Comments 6273
Chapter 7 Insider Reporting 6291
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6343
Chapter 12 Registrations 6351
12.1.1 Registrants 6351
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 6353