Securities Law & Instruments

OSC Bulletin Volume 43, Issue 26 (June 25, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5303
1.1 Notices 5303
1.1.1 OSC Notice 11-789 Notice Statement of Priorities for Financial Year to end March 31, 2021 5303
1.1.2 Notice of Memorandum of Understanding – Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems 5305
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5313
1.4.1 Majd Kitmitto et al. 5313
1.4.2 Aurelio Marrone 5313
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5315
2.1 Decisions 5315
2.1.1 ICE Bonds Securities Corporation 5315
2.1.2 Brookfield Renewable Partners L.P. and Brookfield Renewable Corporation 5320
2.2 Orders 5327
2.2.1 Correvio Pharma Corp. 5327
2.2.2 Goldman Sachs Asset Management, L.P. et al. – ss. 78(1), 80 of the CFA 5328
2.2.3 Balmoral Resources Ltd. 5332
2.2.4 Aurelio Marrone – ss. 127, 127.1 5333
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 5335
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5335
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5335
4.2.2 Outstanding Management & Insider Cease Trading Orders 5335
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5337
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5407
Chapter 12 Registrations 5415
12.1.1 Registrants 5559
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5417
13.1 SROs (nil)
13.2 Marketplaces 5417
13.3 Clearing Agencies (nil)
13.3.1 ICE Bonds Securities Corporation (ICE Bonds), formerly Creditex Securities Corporation – Application for Exemptive Relief – Notice of Commission Order 5417
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 5421