Securities Law & Instruments

OSC Bulletin Volume 43, Issue 24 (June 11, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4865
1.1 Notices 4865
1.1.1 Notice of Co-operation Agreement Concerning Innovative Fintech Businesses with the Financial Supervisory Commission of Taiwan 4865
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 4874
1.3.1 Stanislaw A. Pasyk – ss. 127(1), 127(10) 4874
1.4 Notices from the Office of the Secretary 4878
1.4.1 David Randall Miller 4878
1.4.2 Majd Kitmitto et al. 4878
1.4.3 VRK Forex & Investments Inc. and Radhakrishna Namburi 4879
1.4.4 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. 4879
1.4.5 Paramount Equity Financial Corporation et al. 4880
1.4.6 Stanislaw A. Pasyk 4880
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4881
2.1 Decisions 4881
2.1.1 Hamilton Capital Partners Inc. et al. 4881
2.1.2 NCM Asset Management Ltd. 4888
2.1.3 Arrow Capital Management Inc. and Arrow EC Income Advantage Alternative Fund (formerly East Coast Investment Grade Income Fund) 4893
2.2 Orders 4897
2.2.1 VRK Forex & Investments Inc. and Radhakrishna Namburi – ss. 127, 127.1 4897
2.2.2 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. – ss. 127(1), 127(10) 4898
2.2.3 Core Gold Inc. 4899
2.2.4 Trumid Financial, LLC – s. 15.1 of NI 21-101, s. 12.1 of NI 23-101, s. 10 of NI 23-103 4900
2.2.5 Paramount Equity Financial Corporation et al. 4905
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4907
3.1 OSC Decisions 4907
3.1.1 David Randall Miller 4907
3.1.2 Majd Kitmitto et al. 4910
3.1.3 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. – ss. 127(1), 127(10) 4918
3.2 Director's Decisions 4907
Chapter 4 Cease Trading Orders 4929
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4929
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4929
4.2.2 Outstanding Management & Insider Cease Trading Orders 4929
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4931
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5035
Chapter 12 Registrations 5043
12.1.1 Registrants 5043
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5045
13.1 SROs (nil)
13.2 Marketplaces 5045
13.2.1 TSX Inc. – Notice of Proposed Amendments and Request for Comments 5045
13.2.2 Trumid Financial LLC – Application for Exemptive Relief – Notice of Commission Order 5054
13.3 Clearing Agencies 5057
13.3.1 CDS Clearing and Depository Services Inc. – Amendments to CDS Participant Rules – Clean-up Review – Request for Comments 5057
13.4 Trade Repositories (nil)
Index 5063