Securities Law & Instruments

OSC Bulletin Volume 43, Issue 23 (June 4, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4561
1.1 Notices 4561
1.1.1 OSC Notice of General Order – Ontario Instrument 13-506 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2 4561
1.1.2 OSC Notice of General Order – Ontario Instrument 13-507 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2 4562
1.1.3 CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports 4563
1.1.4 OSC Notice of General Order – Ontario Instrument 45-505 Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc. 4577
1.1.5 CSA Notice of Approval – Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy 4579
1.1.6 Notice of Ministerial Approval of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement 4639
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 4640
1.3.1 First Class Crypto Inc. et al. – ss. 127(1), 127.1 4640
1.4 Notices from the Office of the Secretary 4645
1.4.1 MOAG Copper Gold Resources Inc. et al. 4645
1.4.2 First Class Crypto Inc. et al. 4645
1.4.3 First Class Crypto Inc. et al. 4646
1.4.4 Money Gate Mortgage Investment Corporation et al. 4646
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4647
2.1 Decisions 4647
2.1.1 Guardian Capital LP and Guardian Strategic Income Fund 4647
2.1.2 Chartwell Retirement Residences and BMO Nesbitt Burns Inc. 4651
2.1.3 I.G. Investment Management, Ltd. 4657
2.1.4 Canada Life Capital Trust 4659
2.1.5 Aphria Inc. et al. 4665
2.1.6 Canopy Growth Corporation 4672
2.1.7 Arrow Capital Management Inc. et al. 4674
2.2 Orders 5460
2.2.1 MOAG Copper Gold Resources Inc. et al. 4681
2.2.2 New Jersey Mining Company 4682
2.2.3 Ontario Instrument 13-506 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2 4685
2.2.4 Ontario Instrument 13-507 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2 4687
2.2.5 Money Gate Mortgage Investment Corporation et al. 4689
2.2.6 Ontario Instrument 45-505 Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc. 4690
2.3 Orders with Related Settlement Agreements 4704
2.3.1 First Class Crypto Inc. et al. – ss. 127, 127.1 4704
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4721
3.1 OSC Decisions 4721
3.1.1 First Class Crypto Inc. et al. – ss. 127, 127.1 4721
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 4727
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4727
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4727
4.2.2 Outstanding Management & Insider Cease Trading Orders 4727
Chapter 5 Rules and Policies

4729

5.1.1 CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions 4729
5.1.2 Ontario Securities Commission Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement 4750
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4751
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4827
Chapter 12 Registrations 4835
12.1.1 Registrants 4835
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4837
13.1 SROs (nil)
13.2 Marketplaces 4837
13.2.1 CME Amsterdam B.V. – Application for Exemption from Recognition as an Exchange – Notice and Request for Comment 4837
13.2.2 Toronto Stock Exchange – TSX Company Manual – Notice of Housekeeping Rule Amendments 4853
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 4863