Securities Law & Instruments

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Ontario Securities Commission Amendments to
National Instrument 24-101
Institutional Trade Matching and Settlement

 

Ontario Securities Commission Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement

1. National Instrument 24-101 Institutional Trade Matching and Settlement is amended by this Instrument.

2. Part 4 is amended by adding the following section:

4.1.1 Moratorium: In Ontario, despite subsection 2(1) of Ontario Securities Commission Rule 11-501 Electronic Delivery Of Documents To The Ontario Securities Commission, section 4.1 does not apply to a registered firm beginning on July 1, 2020 and ending on July 1, 2023.

3. This Instrument comes into force on July 1, 2020.