Securities Law & Instruments

OSC Bulletin Volume 43, Issue 04 (February 6, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 1169
1.1 Notices 1169
1.1.1 Money Gate Mortgage Investment Corporation et al. – Notice of Correction 1169
1.1.2 Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands – Notice of Coming into Effect 1170
1.1.3 MOAG Copper Gold Resources Inc. et al. – Notice of Correction 1179
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.3.1 Matthew John Hamilton – ss. 127(1), 127(10) 1180
1.4 Notices from the Office of the Secretary (nil)
1.4.1 Paramount Equity Financial Corporation et al. 1185
1.4.2 MOAG Copper Gold Resources Inc. et al. 1185
1.4.3 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. 1186
1.4.4 Matthew John Hamilton 1186
1.4.5 BDO Canada LLP 1187
1.4.6 Paramount Equity Financial Corporation et al. 1187
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1189
2.1 Decisions 1189
2.1.1 GDI Integrated Facility Services Inc. 1189
2.1.2 Horizons ETFs Management (Canada) Inc. and Horizons Emerging Marijuana Growers 1191
2.2 Orders 1195
2.2.1 Impala Canada Ltd. 1195
2.2.2 Biosenta Inc. 1196
2.2.3 MOAG Copper Gold Resources Inc. et al. 1198
2.2.4 UMG Media Ltd. 1198
2.2.5 Greenbank Capital Inc. 1199
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
2.4.1 HSCB Securities (USA) Inc. – s. 38 of the CFA 1201
Chapter 3 Reasons: Decisions, Orders and Rulings 1205
3.1 OSC Decisions 1205
3.1.1 BDO Canada LLP – ss. 127, 127.1 1205
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 1207
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1207
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1207
4.2.2 Outstanding Management & Insider Cease Trading Orders 1207
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1209
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1277
Chapter 12 Registrations 1283
12.1.1 Registrants 1283
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces 5561
13.2.1 NEO Exchange Inc. – Listing Manual and Listing Forms Amendments (February 6, 2020) – Notice of Approval 1285
13.3 Clearing Agencies (nil)
13.3.1 CDCC – Amendments to the Rules, Risk Manual and Operations Manual of the Canadian Derivatives Clearing Corporation – Liquidity Risk Management – Notice of Commission Approval 1287
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions 949
Index 3781