Securities Law & Instruments

OSC Bulletin Volume 43, Issue 04 (January 30, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 1023
1.1 Notices 1023
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 1025
1.4.1 Issam El-Bouji 1025
1.4.2 BDO Canada LLP 1025
1.4.3 Majd Kitmitto et al. 1026
1.4.4 Money Gate Mortgage Investment Corporation et al. 1026
1.4.5 Canada Cannabis Corporation et al. 1027
1.4.6 Joseph Debus 1027
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1029
2.1 Decisions 1029
2.1.1 Sun Life Global Investments (Canada) Inc. 1029
2.1.2 Accelerate Financial Technologies Inc. 1034
2.1.3 Connor, Clark & Lunn Funds Inc. et al. 1037
2.1.4 WisdomTree Asset Management Canada, Inc. et al. 1043
2.2 Orders 1046
2.2.1 WestJet Airlines Ltd. 1046
2.2.2 Firm Capital American Realty Partners Corp. 1047
2.2.3 Telecom Italia S.p.A. (also named TIM S.p.A.) 1049
2.2.4 Authorization Order – s. 3.5(3) 1053
2.2.5 Majd Kitmitto et al. 1054
2.2.6 Chemtrade Electrochem Inc. 1055
2.2.7 Money Gate Mortgage Investment Corporation et al. 1056
2.2.8 Canada Cannabis Corporation et al. 1056
2.2.9 Sun Life Capital Trust II 1057
2.2.10 Quad/Graphics, Inc. 1058
2.2.11 CannaRoyalty Corp. dba Origin House 1060
2.2.12 Joseph Debus 1061
2.3 Orders with Related Settlement Agreements 1062
2.3.1 BDO Canada LLP – ss. 127, 127.1 1062
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1073
3.1 OSC Decisions (nil)
3.2 Director's Decisions 1073
Chapter 4 Cease Trading Orders 1075
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1075
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1075
4.2.2 Outstanding Management & Insider Cease Trading Orders 1075
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1077
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1145
Chapter 12 Registrations 1151
12.1.1 Registrants 1151
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1153
13.1 SROs 1153
13.1.1 Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Request for Comment 1153
13.1.2 Mutual Fund Dealers Association of Canada (MFDA) – Amendments to MFDA By-Law No. 1 Sections 3.3 (Election and Term), 3.6.1 (Governance Committee) and 4.7 (Quorum) – Notice of Commission Approval 1153
13.2 Marketplaces 1154
13.2.1 Instinet Canada Cross Ltd. – Change to Instinet Canada Cross Trading System – Notice of Proposed Change and Request for Comment 1154
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1165