Securities Law & Instruments

OSC Bulletin Volume 43, Issue 04 (January 23, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 847
1.1 Notices 847
1.1.1 CSA Notice 23-325 Trading Fee Rebate Pilot Study 847
1.2 Notices of Hearing 874
1.2.1 BDO Canada LLP – ss. 127, 127.1 874
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 874
1.4.1 MOAG Copper Gold Resources Inc. et al. 874
1.4.2 Miner Edge Inc. et al. 875
1.4.3 BDO Canada LLP 875
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 877
2.1 Decisions 877
2.1.1 BMO Investments Inc. 877
2.1.2 Frontenac Mortgage Investment Corporation 883
2.1.3 Capital International Asset Management (Canada), Inc. 884
2.1.4 Franklin Templeton Investments Corp. 886
2.1.5 Vertex One Asset Management Inc. et al. 890
2.2 Orders 897
2.2.1 Neurocords Corporation 897
2.2.2 Avesoro Resources Inc. 898
2.2.3 Blackrock Asset Management Canada Limited and Blackrock Financial Management, Inc. – s. 80 of the CFA 899
2.2.4 Pengrowth Energy Corporation 903
2.2.5 Iplayco Corporation Ltd. 904
2.2.6 Miner Edge Inc. et al. – ss. 127, 127.1 905
2.2.7 Aethon Minerals Corporation 905
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 907
3.1 OSC Decisions 907
3.1.1 MOAG Copper Gold Resources Inc. et al. – s. 127(1) 907
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 915
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 915
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 915
4.2.2 Outstanding Management & Insider Cease Trading Orders 915
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 917
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1007
Chapter 12 Registrations 1015
12.1.1 Registrants 1015
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1017
13.1 SROs (nil)
13.2 Marketplaces 1017
13.2.1 CSE – Amendments to Trading System Functionality & Features – Notice of Approval 1017
13.2.2 Canadian Securities Exchange – Proposed Amendments to Trading System – Notice of Withdrawal 1018
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 1019
25.1.1 Mexican Gold Corp. – s. 4(b) of the Regulation 1019
25.1 Exemptions (nil)
Index 1021