Securities Law & Instruments

OSC Bulletin Volume 42, Issue 31 (August 1, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 6459
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 6459
1.4.1 CoinLaunch Corp. 6459
1.4.2 Ava Trade Ltd. 6459
1.4.3 International Capital Markets Pty. Ltd. 6460
1.4.4 Amendments to the Ontario Securities Commission Rules of Procedure and Forms and Practice Guideline as of July 23, 2019 6460
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 6461
2.1 Decisions 6461
2.1.1 Nasdaq CXC Limited 6461
2.1.2 123Dentist Corporation and 123Dentist Inc. 6464
2.1.3 1832 Asset Management L.P. et al. 6468
2.1.4 4Front Corp. 6470
2.2 Orders 6477
2.2.1 NewGrowth Corp. – s. 1(6) of the OBCA 6477
2.2.2 Real Estate Asset Liquidity Trust 6479
2.2.3 Fiera Private Alternative Investments Inc. (formerly Integrated Asset Management Corp.) 6484
2.2.4 Robix Environmental Technologies, Inc. 6485
2.3 Orders with Related Settlement Agreements 6487
2.3.1 CoinLaunch Corp. – ss. 127, 127.1 6487
2.3.2 Ava Trade Ltd. – ss. 127, 127.1 6498
2.3.3 International Capital Markets Pty Ltd. – ss. 127, 127.1 6505
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6515
3.1 OSC Decisions 6515
3.1.1 CoinLaunch Corp. – ss. 127, 127.1 6515
3.1.2 Ava Trade Ltd. – ss. 127, 127.1 6520
3.1.3 International Capital Markets Pty. Ltd. – ss. 127, 127.1 6522
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 6525
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6525
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6525
4.2.2 Outstanding Management & Insider Cease Trading Orders 6525
Chapter 5 Rules and Policies

6527

5.1.1 Notice of Adoption of Amendments to the Ontario Securities Commission’s Rules of Procedure and Forms and Practice Guideline 6527
5.1.2 OSC Rules of Procedure and Forms 6528
5.1.3 OSC Practice Guideline 6549
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6563
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6601
Chapter 12 Registrations 6609
12.1.1 Registrants 6609
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 6611
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 6611
13.3.1 CDCC – Amendments to Rule C-14 to Modify the Delivery Standards of the Five-Year Government of Canada Bond Future Contracts (CGF) – Notice of Commission Approval 6611
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 6613