Securities Law & Instruments

OSC Bulletin Volume 42, Issue 19 (May 9, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4211
1.1 Notices 4211
1.1.1 Caldwell Investment Management Ltd. – Notice of Correction 4211
1.2 Notices of Hearing 4212
1.2.1 Joseph Debus – ss. 8, 21.7 4212
1.3 Notices of Hearing with Related Statements of Allegations 4213
1.3.1 Shane David Yawrenko and Umbrella Merchant Services Inc. – ss. 127(1), 127(10) 4213
1.4 Notices from the Office of the Secretary 4217
1.4.1 Caldwell Investment Management Ltd. 4217
1.4.2 Joseph Debus 4217
1.4.3 Shane David Yawrenko and Umbrella Merchant Services Inc. 4218
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4219
2.1 Decisions 4219
2.1.1 Portland Investment Counsel Inc. 4219
2.1.2 DowDuPont Inc. 4227
2.1.3 Maple Leaf Angels Corporation 4231
2.1.4 Brompton Funds Limited and Taylor North American Equity Opportunities Fund 4237
2.1.5 ICPP Funds Ltd. 4242
2.1.6 Cargojet Inc. 4247
2.1.7 Aleafia Health Inc. et al. 4252
2.1.8 Algonquin Power & Utilities Corp. et al. 4259
2.1.9 Ninepoint Gold Bullion Fund et al. 4266
2.2 Orders 4278
2.2.1 Agellan Commercial Real Estate Investment Trust 4278
2.2.2 0799714 B.C. Ltd. 4280
2.2.3 Sniper Resources Ltd. – s. 144 4282
2.2.4 BitRush Corp. 4285
2.2.5 Authorization Order – s. 3.5(3) 4289
2.2.6 ICC Labs Inc. 4291
2.2.7 ValOro Resources Inc. 4294
2.2.8 The Flowr Corporation – s. 1(11)(b) 4296
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4299
3.1 OSC Decisions (nil)
3.2 Director's Decisions 4299
3.2.1 Wells Asset Management System Inc. and Dale Richard Wells – s. 31 4299
Chapter 4 Cease Trading Orders 4301
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4301
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4301
4.2.2 Outstanding Management & Insider Cease Trading Orders 4301
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 4305
6.1.1 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions 4305
Chapter 7 Insider Reporting 4321
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4407
Chapter 12 Registrations 4415
12.1.1 Registrants 4415
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 4417