Securities Law & Instruments

OSC Bulletin Volume 42, Issue 18 (May 2, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3991
1.1 Notices 3991
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments 3991
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3994
1.4.1 Welcome Place Inc. et al. 3994
1.4.2 Majd Kitmitto et al. 3994
1.4.3 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership 3995
1.4.4 Natural Bee Works Apiaries Inc. et al. 3995
1.4.5 3iQ Corp. and The Bitcoin Fund 3996
1.4.6 Natural Bee Works Apiaries Inc. et al. 3996
1.4.7 Issam El-Bouji 3997
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3999
2.1 Decisions 3999
2.1.1 Mackenzie Financial Corporation and Mackenzie Enhanced Fixed Income Risk Premia Fund 3999
2.1.2 RBC Global Asset Management Inc. et al. 4002
2.1.3 TD Asset Management Inc. 4010
2.1.4 Oanda (Canada) Corporation ULC 4017
2.1.5 Mackenzie Financial Corporation and IPC Investment Corporation 4024
2.1.6 Stans Energy Corp. 4030
2.2 Orders 4033
2.2.1 Welcome Place Inc. et al. 4033
2.2.2 Dynex Power Inc. 4033
2.2.3 Majd Kitmitto et al. 4034
2.2.4 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership – s. 127(8) 4035
2.2.5 Natural Bee Works Apiaries Inc. et al. 4035
2.2.6 3iQ Corp. and The Bitcoin Fund – s. 8 4036
2.2.7 Natural Bee Works Apiaries Inc. et al. – s. 127(8) 4037
2.2.8 Issam El-Bouji 4037
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4039
3.1 OSC Decisions 4039
3.1.1 Welcome Place Inc. et al. 4039
3.2 Director's Decisions 4041
3.2.1 Sterling Bridge Mortgage Corp. – s. 31 4041
Chapter 4 Cease Trading Orders 4043
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4043
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4043
4.2.2 Outstanding Management & Insider Cease Trading Orders 4043
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 4045
6.1.1 Proposed National Systems Renewal Program Rule and Related Amendments 4045
6.1.2 Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD 4137
Chapter 7 Insider Reporting 4149
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

4195

Chapter 12 Registrations 4203
12.1.1 Registrants 4203
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 4205
25.1 Consents
25.1.1 Canaccord Genuity Growth Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 4205
Index 4207