Securities Law & Instruments

OSC Bulletin Volume 42, Issue 17 (April 25, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3861
1.1 Notices 3861
1.2 Notices of Hearing 3861
1.3 Notices of Hearing with Related Statements of Allegations 3861
1.4 Notices from the Office of the Secretary 3861
1.5 Notices from the Office of the Secretary with Related Statements of Allegations 3861
Chapter 2 Decisions, Orders and Rulings 3863
2.1 Decisions 3863
2.1.1 R.J. O’Brien & Associates Canada Inc. 3863
2.1.2 AGF Investments Inc. et al. 3867
2.2 Orders 3873
2.2.1 Green Growth Brands Inc. – ss. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions, s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions and s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 3873
2.2.2 DMDConnects Services Inc. 3880
2.2.3 Northcore Resources Inc. – s. 144 3882
2.2.4 Amundi Asset Management et al. – ss. 78(1) and 80 of the CFA 3885
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3895
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3895
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3895
4.2.2 Outstanding Management & Insider Cease Trading Orders 3895
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3897
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3973
Chapter 12 Registrations 3981
12.1.1 Registrants 3981
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3983
13.1 SROs 3983
13.1.1 IIROC – Minor Contravention Program and Early Resolution Offers – Request for Comment 3983
13.1.2 Canadian Investor Protection Fund – Proposed Amendments to the Oversight of CIPF – OSC Notice and Request for Comment 3984
13.1.3 MFDA Investor Protection Corporation – Proposed Amendments to the Oversight of MFDA IPC – OSC Notice and Request for Comment 3986
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 3989