Securities Law & Instruments

OSC Bulletin Volume 42, Issue 15 (April 11, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3325
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3325
1.4.1 Natural Bee Works Apiaries Inc. et al. 3325
1.4.2 3iQ Corp. and the Bitcoin Fund 3325
1.4.3 MOAG Copper Gold Resources Inc. et al. 3326
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3327
2.1 Decisions 3327
2.1.1 Ninepoint Partners LP and the Top Funds 3327
2.1.2 Ninepoint Partners LP et al. 3333
2.1.3 Picton Mahoney Asset Management 3339
2.1.4 B.E.S.T. Investment Counsel Limited 3348
2.1.5 GRUPO4X Inc. and VectorGlobal IAG Canada Inc. 3352
2.1.6 Emerald Health Therapeutics, Inc. and GMP Securities L.P. 3356
2.1.7 Arrow Capital Management Inc. 3362
2.1.8 H4 SAS 3366
2.2 Orders 3370
2.2.1 Natural Bee Works Apiaries Inc. et al. 3370
2.2.2 Viking Gold Exploration Inc. – s. 144 3371
2.2.3 3iQ Corp. and the Bitcoin Fund – s. 8 3374
2.2.4 MOAG Copper Gold Resources Inc. et al. 3374
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3375
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3375
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3375
4.2.2 Outstanding Management & Insider Cease Trading Orders 3375
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3377
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3571
Chapter 12 Registrations 3581
12.1.1 Registrants 3581
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3583
13.1 SROs (nil)
13.2 Marketplaces 3583
13.2.1 360 Treasury Systems AG – Application by 360 Treasury Systems AG for Exemption from Recognition as an Exchange – Notice and Request for Comment 3583
13.2.2 NEO Exchange Inc. – Listing Manual and Listing Forms Amendments – Notice of Approval 3595
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 3601