Securities Law & Instruments

OSC Bulletin Volume 42, Issue 14 (April 4, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3021
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 3021
1.3.1 Paramount Equity Financial Corporation et al. – ss. 127(1), 127.1 3021
1.4 Notices from the Office of the Secretary 3035
1.4.1 Clifton Blake Asset Management Ltd. et al. 3035
1.4.2 Andrew Paul Rudensky 3035
1.4.3 Paramount Equity Financial Corporation et al. 3036
1.4.4 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership 3036
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3037
2.1 Decisions 3037
2.1.1 Stewards Canada 3037
2.1.2 AngelList Holdings, LLC and AngelList Advisors, LLC 3041
2.1.3 European Commercial Real Estate Investment Trust 3057
2.1.4 IA Clarington Investments Inc. et al. 3061
2.1.5 Fiera Capital Corporation et al. 3067
2.1.6 Knowledge First Financial Inc. 3082
2.1.7 RBC Dominion Securities Inc. 3087
2.1.8 Manulife Asset Management Limited and Manulife International Value Equity Fund 3091
2.1.9 WEQ Holdings Inc. (formerly WesternOne Inc.) 3096
2.1.10 Ninepoint Partners LP and the Top Funds 3101
2.1.11 NCM Asset Management Ltd. 3108
2.1.12 Samara Capital Inc. 3112
2.2 Orders 3117
2.2.1 Nevsun Resources Ltd. 3117
2.2.2 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership – s. 127(8) 3119
2.3 Orders with Related Settlement Agreements 3120
2.3.1 Clifton Blake Asset Management Ltd. et al. – s. 127 3120
2.4 Rulings 3130
2.4.1 R.J. O’Brien & Associates Canada Inc. – s. 38(1) of the CFA 3130
Chapter 3 Reasons: Decisions, Orders and Rulings 3135
3.1 OSC Decisions 3135
3.1.1 Clifton Blake Asset Management Ltd. et al. – s. 127 3135
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3139
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3139
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3139
4.2.2 Outstanding Management & Insider Cease Trading Orders 3139
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3141
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3303
Chapter 12 Registrations 3313
12.1.1 Registrants 3313
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3315
13.1 SROs 3315
13.1.1 IIROC – Proposed Amendments to IIROC By-Law No. 1, s. 5.3(2) (Director Term Limits) – Request for Comment 3315
13.1.2 MFDA – Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading) – Request for Comment 3316
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 3317
25.1 Consents 3317
25.1.1 Cannabis Strategies Acquisition Corp.– s. 4(b) of Ont. Reg. 289/00 under the OBCA 3317
Index 3321