Securities Law & Instruments

OSC Bulletin Volume 42, Issue 11 (March 14, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 2159
1.1 Notices (nil)
1.2 Notices of Hearing 2159
1.2.1 Anson Advisors Inc. – ss. 8, 21.7 and 127 2159
1.2.2 Ewing Morris & Co. Investment Partners Ltd. – ss. 8, 21.7 and 127 2160
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 2161
1.4.1 Anson Advisors Inc. 2161
1.4.2 Ewing Morris & Co. Investment Partners Ltd 2161
1.4.3 Money Gate Mortgage Investment Corporation et al. 2162
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 2163
2.1 Decisions 2163
2.1.1 Global Growth Assets Inc. et al. 2163
2.2 Orders 2165
2.2.1 PetroMaroc Corporation 2165
2.2.2 MPX Bioceutical ULC 2166
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 2171
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2171
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2171
4.2.2 Outstanding Management & Insider Cease Trading Orders 2171
Chapter 5 Rules and Policies

2173

5.1.1 CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Custody-Related Amendments 2173
Chapter 6 Request for Comments 2179
6.1.1 Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy 2179
6.1.2 Proposed Ontario Securities Commission Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators 2249
6.1.3 Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms 2302
Chapter 7 Insider Reporting 2323
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2503
Chapter 12 Registrations 2509
12.1.1 Registrants 5559
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 2511
13.1 SROs 2511
13.1.1 MFDA – Proposed Amendments to MFDA By-Law No. 1, Sections 3.3 (Election and Term), 3.6.1 (Governance b Committee) and 4.7 (Quorum) – Request for Comment 2511
13.2 Marketplaces 2512
13.2.1 Alpha Exchange Inc. – Notice of Proposed Changes and Request for Comments 2513
13.2.2 TSX Inc. – Enhancement of “Seek Dark Liquidity” Functionality – Notice of Proposed Amendments and Request 2513
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index

2519