Securities Law & Instruments

OSC Bulletin Volume 42, Issue 09 (February 28, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1769
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 1769
1.4.1 Issam El-Bouji 1769
1.4.2 Money Gate Mortgage Investment Corporation et al. 1769
1.4.3 Martin Bernholtz 1770
1.4.4 USI-Tech Limited 1770
1.4.5 Money Gate Mortgage Investment Corporation et al. 1771
1.4.6 Issam El-Bouji 1771
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1773
2.1 Decisions 1773
2.1.1 TFS-ICAP, LLC 1773
2.1.2 Goldcorp Inc. 1779
2.1.3 MarketAxess Canada Company 1782
2.1.4 Canoe Financial LP et al. 1785
2.1.5 The Alkaline Water Company Inc. 1791
2.1.6 Brookfield Property Partners L.P. 1794
2.2 Orders 1799
2.2.1 Martin Bernholtz 1799
2.2.2 Avalon Works Corp. – s. 144 1800
2.2.3 Trinidad Drilling Ltd. 1803
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1805
3.1 OSC Decisions 1805
3.1.1 USI-Tech Limited – ss. 127(1), 127(10) 1805
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 1809
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1809
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1809
4.2.2 Outstanding Management & Insider Cease Trading Orders 1809
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1811
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1941
Chapter 12 Registrations 1951
12.1.1 Registrants 1951
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1953
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1953
13.3.1 CDCC – Proposed Amendments to Rule A-9 Adjustments in Contract Terms – OSC Staff Notice of Request for Comment 1953
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1955