Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 36, Issue 12
-- March 21, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 2865
1.1 Notices 2865
1.1.1 Current Proceedings Before The Ontario Securities Commission 2865
1.2 Notices of Hearing 2872
1.2.1 2196768 Ontario Ltd et al. – ss. 127(1), 127.1 2872
1.2.2 CGX Energy Inc. – s. 127(1) 2873
1.3 News Releases 2874
1.3.1 Canadian Securities Regulators Propose Framework for Shareholder Rights Plans 2874
1.3.2 OSC Seeks Participants to Provide Input on the CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees 2876
1.3.3 OSC’s Investor Advisory Panel Releases Survey Findings on Adviser/Investor Relationship 2877
1.4 Notices from the Office of the Secretary 2878
1.4.1 Axcess Automation LLC et al. 2878
1.4.2 2196768 Ontario Ltd et al. 2878
1.4.3 CGX Energy Inc. 2879
1.4.4 2196768 Ontario Ltd et al. 2879
1.4.5 Peter Sbaraglia 2880
1.4.6 KEYreit and Huntingdon Capital Corp. 2880
1.4.7 Gold-Quest International and Sandra Gale 2881
1.4.8 2196768 Ontario Ltd. 2885
1.4.9 Bernard Boily 2885
1.4.10 Newer Technologies Limited et al. 2886
Chapter 2 Decisions, Orders and Rulings 2887
2.1 Decisions 2887
2.1.1 Premier Gold Mines Limited 2887
2.1.2 Endeavour Silver Corp. 2889
2.1.3 Skope Energy Inc. – s. 1(10) 2892
2.1.4 Ally Credit Canada Limited – s. 1(10)(a)(ii) 2893
2.1.5 U.S. Global Investors Inc. et al. 2894
2.1.6 Andina Minerals Inc. – s. 1(10)(a)(ii) 2898
2.1.7 Compagnie de Saint-Gobain 2899
2.2 Orders 2904
2.2.1 Axcess Automation LLC et al. – ss. 127, 127.1 2904
2.2.2 2196768 Ontario Ltd et al. – Rule 9 of the OSC Rules of Procedure 2907
2.2.3 KEYreit and Huntingdon Capital Corp. – s. 127(1) 2908
2.2.4 2196768 Ontario Ltd et al. – ss. 127, 127.1 2909
2.2.5 Bernard Boily – s. 127 2911
2.2.6 Newer Technologies Limited et al. – ss. 127(1), 127.1 2912
2.2.7 In the Matter of OSC Staff Notice 33-739 Termination of the Ontario Contingency Trust Fund and Certain Registered Dealers 2913
2.2.8 Poseidon Concepts Corp. – s. 144 2917
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 2919
3.1 OSC Decisions, Orders and Rulings 2919
3.1.1 Axcess Automation LLC et al. – ss. 127, 127.1 2919
3.1.2 Peter Sbaraglia – Rule 4.7(2) of the OSC Rules of Procedure 2931
3.1.3 2196768 Ontario Ltd et al. 2934
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2943
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2943
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2943
4.2.2 Outstanding Management & Insider Cease Trading Orders 2943
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2945
Chapter 8 Notice of Exempt Financings 3045
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3045
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3055
Chapter 12 Registrations 3061
12.1.1 Registrants 3061
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 3063