Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 36, Issue 7
-- February 14, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 1627
1.1 Notices 1627
1.1.1 Current Proceedings Before The Ontario Securities Commission 1627
1.1.2 Notice of Ministerial Approval of Amendments to National Instrument 54-101 Communication With Beneficial Owners Of Securities Of A Reporting Issuer 1635
1.2 Notices of Hearing 1636
1.2.1 Steven Vincent Weeres and Rebekah Donszelmann – ss. 127(1), (10) 1636
1.2.2 Ground Wealth Inc. et al. – ss. 127, 127.1 1640
1.2.3 Northern Securities Inc. et al. – ss. 8, 21.7 1646
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 1647
1.4.1 Oversea Chinese Fund Limited Partnership et al. 1647
1.4.2 AMTE Services Inc. et al. 1647
1.4.3 Steven Vincent Weeres and Rebekah Donszelmann 1648
1.4.4 Peter Sbaraglia 1648
1.4.5 Ground Wealth Inc. et al. 1649
1.4.6 Quadrexx Asset Management Inc et al. 1649
1.4.7 Fawad Ul Haq Khan and Khan Trading AssociatesInc. carrying on business as Money Plus 1650
1.4.8 Western Wind Energy Corp. et al. 1650
1.4.9 Northern Securities Inc. et al. 1651
1.4.10 Oversea Chinese Fund Limited Partnership et al. 1651
1.4.11 Peter Sbaraglia 1652
Chapter 2 Decisions, Orders and Rulings 1653
2.1 Decisions 1653
2.1.1 Sunshine Silver Mines Corporation 1653
2.1.2 Northwest & Ethical Investments L.P. et al. 1656
2.1.3 Middlefield Can-Global REIT Income Fund 1664
2.2 Orders 1667
2.2.1 Oversea Chinese Fund Limited Partnership et al. – ss. 127(7), (8) 1667
2.2.2 AMTE Services Inc. et al. – s. 127(8) 1669
2.2.3 Quadrexx Secured Assets Inc. et al. – ss. 127(1), (5) 1671
2.2.4 Peter Sbaraglia 1674
2.2.5 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus – s. 60 of the Commodity Futures Act 1677
2.2.6 Western Wind Energy Corp. et al. – ss. 104, 127 1678
2.2.7 CGA Mining Limited 1680
2.2.8 BMO US Dividend Hedged to CAD ETF et al. – s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions 1681
2.2.9 Oversea Chinese Fund Limited et al. – ss. 127(7), (8) 1682
2.2.10 Peter Sbaraglia 1685
2.2.11 LCH.Clearnet Limited – s. 144 1687
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1693
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1693
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1693
4.2.2 Outstanding Management & Insider Cease Trading Orders 1693
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1695
Chapter 8 Notice of Exempt Financings 1775
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1775
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1787
Chapter 12 Registrations 1793
12.1.1 Registrants 1793
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1795
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1795
13.3.1 Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process 1795
13.3.2 Notice of Commission Approval – Material Amendments to CDS Procedures– Enhancements to the ATON Mutual Fund Transfer Request Process 1796
13.3.3 Notice of Commission Approval – Material Amendments to CDS Procedures – Decommissioning of NSCC’s OTC Comparison Service 1797
13.3.4 LCH.Clearnet Limited – Notice and Request for Comment – Application for Recognition as a Clearing Agency for LCH.Clearnet Limited 1798
13.3.5 LCH.Clearnet Limited – Notice of Commission Order – Application for Variation and Restatement of LCH’s Interim Order 1836
Chapter 25 Other Information (nil)
Index 1837