Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 36, Issue 5
-- January 31, 2013 --


Table of Contents


Chapter 1 Notices / News Releases 1197
1.1 Notices 1197
1.1.1 Current Proceedings Before The Ontario Securities Commission 1197
1.1.2 Notice of Ministerial Approval of Amendments to OSC Rule 13-502 Fees and OSC Rule (Commodity Futures Act) Fees 1204
1.1.3 Sage Investment Group et al. – Notice of Withdrawal 1205
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 1205
1.4.1 Sage Investment Group et al. 1205
1.4.2 Sage Investment Group et al. 1206
1.4.3 Global RESP Corporation and Global Growth Assets Inc. 1206
1.4.4 Sage Investment Group et al. 1207
1.4.5 Primaris Retail Real Estate Investment Trust and KS Acquisition II LP 1207
1.4.6 Moncasa Capital Corporation and John Frederick Collins 1208
1.4.7 David Charles Phillips and John Russell Wilson 1208
1.4.8 Ground Wealth Inc. et al. 1209
1.4.9 Eda Marie Agueci et al. 1209
1.4.10 Issam El-Bouji et al. 1210
Chapter 2 Decisions, Orders and Rulings 1211
2.1 Decisions 1211
2.1.1 Ensemble Travel, Inc. 1211
2.1.2 Tanq Capital Corporation – s. l(10)(a)(ii) 1214
2.1.3 Potash Corporation of Saskatchewan Inc. 1215
2.2 Orders 1218
2.2.1 Sage Investment Group et al. – s. 127 1218
2.2.2 Global RESP Corporation and Global Growth Assets Inc. – s. 127(1) 1219
2.2.3 Sage Investment Group et al. 1220
2.2.4 Sage Investment Group et al. 1221
2.2.5 Tanq Capital Corporation – s. 1(6) of the OBCA 1222
2.2.6 Moncasa Capital Corporation and John Frederick Collins – ss. 127, 127.1 1223
2.2.7 David Charles Phillips and John Russell Wilson – Rule 9 of the OSC Rules of Procedure 1224
2.2.8 Ackroo Inc. – s. 1(11)(b) 1225
2.2.9 Eda Marie Agueci et al. – s. 127 1228
2.2.10 Issam El-Bouji et al. – s. 127 1228
2.2.11 DUSA Pharmaceuticals, Inc. – s. 1(10)(a)(ii) 1229
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1231
3.1 OSC Decisions, Orders and Rulings 1231
3.1.1 Sage Investment Group et al. 1231
3.1.2 Sage Investment Group et al. 1237
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1244
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1244
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1244
4.2.2 Outstanding Management & Insider Cease Trading Orders 1244
Chapter 5 Rules and Policies 1247
5.1.1 Amendments to OSC Rule 13-502 Fees 1247
5.1.2 Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees 1275
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1283
Chapter 8 Notice of Exempt Financings 1363
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1363
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1371
Chapter 12 Registrations 1377
12.1.1 Registrants 1377
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1379
13.1 SROs 1379
13.1.1 OSC Staff Notice of Approval – MFDA Housekeeping Amendments to Form 1 – Financial Questionnaire and Report (IFRS) 1379
13.2 Marketplaces 1387
13.2.1 CX2 Canada ATS – Notice of Completion of Staff Review - CX2 Initial Operations Report 1387
13.3 Clearing Agencies 1397
Chapter 25 Other Information 1397
25.1.1 Fidelity U.S. Dividend Registered Fund – Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure 1397
Index 1399