Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 36, Issue 3
-- January 17, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 749
1.1 Notices 749
1.1.1 Current Proceedings Before The Ontario Securities Commission 749
1.1.2 Exempt Market Review – Consultation Sessions on OSC Staff Consultation Paper 45-710 757
1.1.3 CSA Staff Notice 31-332 – Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers 758
1.2 Notices of Hearing 762
1.2.1 Issam El-Bouji et al. – ss. 127, 127.1 762
1.2.2 Primaris Retail Real Estate Investment Trust and KS Acquisition II LP – s. 127 770
1.3 News Releases 771
1.3.1 Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors 771
1.4 Notices from the Office of the Secretary 773
1.4.1 Simply Wealth Financial Group Inc. et al. 773
1.4.2 Issam El-Bouji et al. 773
1.4.3 Peter Sbaraglia 774
1.4.4 Primaris Retail Real Estate investment Trust and KS Acquisition II LP 774
1.4.5 Morgan Dragon Development Corp. et al. 775
1.4.6 Newer Technologies Limited et al. 775
Chapter 2 Decisions, Orders and Rulings 777
2.1 Decisions 777
2.1.1 Plexmar Resources Inc. 777
2.1.2 Central Goldtrust 778
2.1.3 The Pallas Athena Corporation 783
2.1.4 Silver Bullion Trust 785
2.1.5 IFM (US) Investment Advisor, LLC et al. 790
2.1.6 Central Fund of Canada Limited 795
2.1.7 Primaris Retail Real Estate Investment Trust and KS Acquisition II LP 800
2.1.8 Zongshen PEM Power Systems Inc. 804
2.1.9 PRT Growing Services Ltd. 805
2.2 Orders 806
2.2.1 Simply Wealth Financial Group Inc. et al. – ss. 127, 127.1 806
2.2.2 Simply Wealth Financial Group Inc. et al. – ss. 127, 127.1 811
2.2.3 Peter Sbaraglia 816
2.2.4 Morgan Dragon Development Corp. et al. – s. 127 817
2.2.5 Newer Technologies Limited et al. – ss. 127(1), 127.1 818
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 819
3.1 OSC Decisions, Orders and Rulings 819
3.1.1 White Capital Corporation and Matthew White – s. 31 819
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 825
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 825
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 825
4.2.2 Outstanding Management & Insider Cease Trading Orders 825
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 827
Chapter 8 Notice of Exempt Financings 949
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 949
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 957
Chapter 12 Registrations 961
12.1.1 Registrants 961
Chapter 13 SROs, Marketplaces, and Clearing Agencies 963
13.1 SROs 963
13.1.1 OSC Staff Notice of Approval – IIROC Housekeeping Amendments to IFRS version of Form 1 963
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 1015