Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 36, Issue 2
-- January 10, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 551
1.1 Notices 551
1.1.1 Current Proceedings Before The Ontario Securities Commission 551
1.1.2 OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee 559
1.1.3 Exempt Market Review – Consultation Sessions on OSC Staff Consulation Paper 45-710 560
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 561
1.4.1 Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) 561
1.4.2 Mohinder Ahluwalia 561
1.4.3 Ernst & Young LLP 562
Chapter 2 Decisions, Orders and Rulings 563
2.1 Decisions 563
2.1.1 Sunstone U.S. Opportunity (No.4) Realty Trust and Sunstone (No.4) Limited Partnership 563
2.1.2 Sunstone U.S. Opportunity (No.4) Realty Trust and Sunstone (No.4) Limited Partnership 567
2.1.3 Granite Real Estate Inc. 570
2.1.4 Trans Québec & Maritimes Pipeline Inc. et al. 576
2.1.5 Connor, Clark & Lunn Capital Class Inc., Natural Resources Class Shares et al. 581
2.1.6 Brigata Capital Management Inc. and Brigata Canadian Equity Fund 585
2.1.7 Beutel Goodman Managed Funds Inc. et al. 589
2.1.8 Beutel Goodman Managed Funds Inc. et al. 593
2.1.9 Institute of Advanced Financial Planners and Value Partners Investments Inc. 597
2.1.10 Sunstone U.S. Opportunity Realty Trust and Sunstone U.S. (2008) L.P 601
2.1.11 Organic Resource Management Inc. – s. 1(10) 605
2.2 Orders 606
2.2.1 Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) 606
2.2.2 Mohinder Ahluwalia – ss. 127, 127.1 610
2.2.3 ICE Clear Credit LLC – s. 147 612
2.2.4 Ernst & Young LLP – ss. 127, 127.1 615
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 617
3.1 OSC Decisions, Orders and Rulings 617
3.1.1 Mohinder Ahluwalia – ss. 127, 127.1 617
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 627
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 627
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 627
4.2.2 Outstanding Management & Insider Cease Trading Orders 627
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 629
Chapter 8 Notice of Exempt Financings 731
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 731
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 737
Chapter 12 Registrations 741
12.1.1 Registrants 741
Chapter 13 SROs, Marketplaces, and Clearing Agencies 743
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 743
13.3.1 ICE Clear Credit LLC – Notice of Commission Order – Application for Interim Exemptive Relief 743
Chapter 25 Other Information 745
25.1 Approvals 745
25.1.1 NewGen Asset Management Limited – s. 213(3)(b) of the LTCA 745
25.1.2 Galibier Capital Management Ltd. – s. 213(3)(b) of the LTCA 746
25.1.3 Blair Franklin Asset Management Inc. – ss. 213(3)(b) of the LTCA 746
Index 747