Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 25
-- June 24, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 6961
1.1 Notices 6961
1.1.1 Current Proceedings Before The Ontario Securities Commission 6961
1.1.2 CSA Staff Notice 31-324 – Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions 6970
1.1.3 Notice of Ministerial Approval of Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report and Related Consequential Amendments 6974
1.2 Notices of Hearing 6975
1.2.1 New Hudson Television Corporation et al. – ss. 127(7), 127(8) 6975
1.2.2 Maitland Capital Ltd. et al. – ss. 127, 127(1) 6976
1.3 News Releases 6980
1.3.1 Canadian Securities Administrators Propose Enhanced Disclosure Requirements on Investment Costs and Performance 6980
1.4 Notices from the Office of the Secretary 6982
1.4.1 Rezwealth Financial Services Inc. et al. 6982
1.4.2 New Hudson Television Corporation et al. 6982
1.4.3 Maitland Capital Ltd. et al. 6983
1.4.4 David M. O’Brien 6983
1.4.5 Energy Syndications Inc. et al. 6984
Chapter 2 Decisions, Orders and Rulings 6985
2.1 Decisions 6985
2.1.1 EMC Metals Corp. 6985
2.1.2 Lumina Royalty Corp. 6988
2.1.3 CIBC Asset Management Inc. and Frontiers U.S. Equity Currency Neutral Pool 6991
2.1.4 Northwest Healthcare Properties Real Estate Investment Trust 6992
2.1.5 Segall Bryant & Hamill 6995
2.1.6 CCR Technologies Ltd. 6997
2.1.7 MKS Inc. – s. 1(10) 6999
2.1.8 Angiotech Pharmaceuticals, Inc. 7000
2.1.9 Manulife Asset Management Limited 7004
2.1.10 CI Investments Inc. 7006
2.1.11 Alternative Fuel Systems (2004) Inc. – s. 1(10) 7008
2.1.12 Desjardins Securities Inc. 7009
2.1.13 Alliance Pipeline Limited Partnership 7011
2.1.14 PCI-1 Capital Corp. 7013
2.1.15 Acuity Funds Ltd. et al. 7016
2.2 Orders 7019
2.2.1 Rezwealth Financial Services Inc. et al. – s. 127 7019
2.2.2 CCR Technologies Ltd. – s. 144 7020
2.2.3 Northeastern Hotel Group Inc. – s. 144 7022
2.2.4 TSX Inc. – s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of Rule 13-502 Fees 7024
2.2.5 David M. O’Brien 7026
2.2.6 Energy Syndications Inc. et al. – ss. 127(1), 127(8) 7028
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7031
3.1 OSC Decisions, Orders and Rulings 7031
3.1.1 Stephen Lorne Elias – s. 31 7031
3.1.2 First Canadian Property Investments Ltd. – s. 31 7038
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 7041
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7041
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7041
4.2.2 Outstanding Management & Insider Cease Trading Orders 7041
Chapter 5 Rules and Policies 7043
5.1.1 NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report and Related Consequential Amendments 7043
Chapter 6 Request for Comments 7087
6.1.1 Proposed Amendments to NI 31-103 Registration Requirements and Exemptions – Cost Disclosure and Performance Reporting 7087
Chapter 7 Insider Reporting 7119
Chapter 8 Notice of Exempt Financings 7209
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7209
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7215
Chapter 12 Registrations 7225
12.1.1 Registrants 7225
Chapter 13 SROs, Marketplaces, and Clearing Agencies 7227
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 7227
13.3.1 Technical Amendments to CDS Procedures – ISO 15022 MT566 Corporate Action Payment Confirmation Message – Notice of Effective Date 7227
13.3.2 CDS – Notice of Effective Date – Technical Amendments to CDS Procedures – Payment Release Messages / Final Tendered Total Alert / TRAX – Market Purchase Transaction 7227
Chapter 25 Other Information (nil)
Index 7231