Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 24
-- June 17, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 6685
1.1 Notices 6685
1.1.1 Current Proceedings Before The Ontario Securities Commission 6685
1.1.2 OSC Notice 11-753 (Revised) – Notice of Statement of Priorities for Financial Year to End March 31, 2012 6694
1.1.3 Notice of Correction – Error on Spine of Volume 34, Issue 23 (June 10, 2011) 6702
1.2 Notices of Hearing (nil)
1.3 News Releases 6702
1.3.1 OSC Investor Alert: New Hudson Television Corporation, New Hudson Television LLC and James Dmitry Salganov 6702
1.3.2 OSC Schedules Public Consultation on Proposed Transaction by TMX Group Inc. and London Stock Exchange Group for July 21 & 22, 2011 6703
1.4 Notices from the Office of the Secretary 6704
1.4.1 QuantFX Asset Management Inc. et al. 6704
1.4.2 VenGrowth Funds et al. 6704
Chapter 2 Decisions, Orders and Rulings 6705
2.1 Decisions 6705
2.1.1 Fortis Inc. et al. 6705
2.1.2 Explorator Resources Inc. – s. 1(10) 6707
2.1.3 Goodman & Company, Investment Counsel Ltd. et al. 6709
2.1.4 Sun Life Global Investments (Canada) Inc. 6712
2.1.5 ProspEx Resources Ltd. – s. 1(10) 6716
2.1.6 Sun Life Global Investments (Canada) Inc. and Sun Life Blackrock Canadian Balanced Fund 6717
2.1.7 Educators Financial Group Inc. and Educators Global Fund 6719
2.1.8 Mansfield Trust – s. 1(10) 6722
2.1.9 Consolidated Thompson Iron Mines Limited 6723
2.1.10 Maple Group Acquisition Corporation 6726
2.1.11 Plutonic Power Corporation – s. 1(10) 6733
2.1.12 Alter NRG Corp. et al. 6734
2.2 Orders 6740
2.2.1 Lakota Resources Inc. – s. 144 6740
2.2.2 ScotOil Petroleum Limited – s. 144 6742
2.2.3 QuantFX Asset Management Inc. – ss. 127(7), 127(8) 6743
2.2.4 Enersource Corporation – s. 1(10(a)(ii) 6745
2.3 Rulings 6748
2.3.1 Davis-Rea Ltd. et al. – ss. 74(1), 144(1) 6748
Chapter 3 Reasons: Decisions, Orders and Rulings 6753
3.1 OSC Decisions, Orders and Rulings 6753
3.1.1 Hill Harris Hunt Capital Limited – s. 31 6753
3.1.2 VenGrowth Funds et al. 6755
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6767
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6767
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6767
4.2.2 Outstanding Management & Insider Cease Trading Orders 6767
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 6769
6.1.1 Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer and Proposed Amendments to NI 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations 6769
Chapter 7 Insider Reporting 6843
Chapter 8 Notice of Exempt Financings 6939
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6939
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6945
Chapter 12 Registrations 6951
12.1.1 Registrants 6951
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 6953
25.1 Consents 6953
25.1.1 EM Resources Inc. – s. 4(b) of the Regulation 6953
Index 6959