Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 25
-- June 25, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 5753
1.1 Notices 5753
1.1.1 Current Proceedings Before The Ontario Securities Commission 5753
1.1.2 CSA Staff Notice 23-309 - Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy 5761
1.1.3 Notice of Ministerial Approval of Exchange of Letters with the China Banking Regulatory Commission 5774
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 5774
1.4.1 Paladin Capital Markets Inc. et al. 5774
1.4.2 Irwin Boock et al. 5775
1.4.3 Global Energy Group, Ltd. et al. 5775
1.4.4 Christina Harper et al. 5776
1.4.5 Magna International Inc. et al. 5776
1.4.6 Magna International Inc. et al. 5777
1.4.7 Magna International Inc. et al. 5777
1.4.8 Magna International Inc. et al. 5778
1.4.9 Sextant Capital Management Inc. et al. 5778
1.4.10 Magna International Inc. et al. 5779
Chapter 2 Decisions, Orders and Rulings 5781
2.1 Decisions 5781
2.1.1 Navina Asset Management Inc. et al. 5781
2.1.2 Textron Financial Canada Funding Corp. - s. 1(10) 5786
2.1.3 Petrobank Energy and Resources Ltd. and Petrominerales Ltd. 5787
2.1.4 Quicksilver Resources Inc. 5790
2.1.5 TayCon Capital Corporation 5796
2.1.6 Brazauro Resources Corporation 5797
2.1.7 Tahoe Resources Inc. 5800
2.1.8 Howson Tattersall Investment Counsel Limited and Mackenzie Financial Corporation 5802
2.1.9 Pollard Banknote Income Fund - s. 1(10) 5807
2.1.10 Northwest Healthcare Properties Real Estate Investment Trust 5808
2.1.11 Etrion Corporation 5810
2.2 Orders 5813
2.2.1 Quicksilver Resources Inc. - s. 144 5813
2.2.2 Rainmaker Mining Corp. - s. 1(11)(b) 5818
2.2.3 Paladin Capital Markets Inc. et al. - ss. 127(1), 127(7), 127(8) 5820
2.2.4 Irwin Boock et al. 5822
2.2.5 Global Energy Group, Ltd. et al. - s. 127 5823
2.2.6 Christina Harper et al. - ss. 127(7), 127(8) 5824
2.2.7 Magna International Inc. et al. 5825
2.2.8 Magna International Inc. et al. 5826
2.2.9 Magna International Inc. et al. 5827
2.2.10 Magna International Inc. et al. 5828
2.2.11 Sextant Capital Management Inc. et al. 5829
2.2.12 Magna International Inc. et al. 5830
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5831
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5831
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5831
4.2.2 Outstanding Management & Insider Cease Trading Orders 5831
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 5833
6.1.1 Notice of Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure, and Related Consequential Amendments 5833
Chapter 7 Insider Reporting 5861
Chapter 8 Notice of Exempt Financings 5949
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5949
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5953
Chapter 12 Registrations 5961
12.1.1 Registrants 5961
Chapter 13 SROs, Marketplaces, and Clearing Agencies 5963
13.1 SROs 5963
13.1.1 Proposed Amendments to MFDA Rule 3.3.2 (Segregation of Client Property - Cash) 5963
13.1.2 Proposed New MFDA Rule 2.4.4 (Transaction Fees or Charges) and Proposed Amendments to MFDA Rule 5.1 (Requirement for Records) 5969
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 5975